MASTERSON NOLA E exercised options at ZIVO BIOSCIENCE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/1/2020ACC: 0001078782-20-000933
+291.67K
Net shares
Net buyer
$25.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
750K acquired · 458.33K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
$0.10
Trade value
$25K
% of position
78.6%
8/18/2020
318.18K→568.18K
Common Stock
Direct
Shares
−208.33K
Price / share
$0.12
Trade value
$25K
% of position
36.7%
8/18/2020
568.18K→359.85K
Total
Net shares
+41.67K
Net value
$0.04
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/18/2020 | M · Option Exercise | +250K | $0.10 | $25K | 78.6% | 318.18K | 568.18K |
| Common Stock Direct | 8/18/2020 | F · Tax Withholding | −208.33K | $0.12 | $25K | 36.7% | 568.18K | 359.85K |
| Total | +41.67K | $0.04 | ||||||
Derivative Transactions2
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
250K shares
Shares
−250K
Strike price
0.1
Held after
250K
Exercisable
—
8/18/2020
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
500K shares
Shares
+500K
Strike price
0.12
Held after
500K
Exercisable
—
9/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Direct | Common Stock250K shares | 8/18/2020 | M · Option Exercise | −250K | 0.1 | — | 250K |
| Common Stock Purchase Warrant Direct | Common Stock500K shares | 9/30/2020 | F · Tax Withholding | +500K | 0.12 | — | 500K |