MAST ERLE T sold 83.2% of their position (15K shares) of ZOGENIX, INC. on the open market

Open‑market sale worth $391.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

MAST ERLE T

Filed: 1/21/2022ACC: 0001375151-22-000002

InsiderMAST ERLE TCIK 1051411

→

IssuerZOGENIX, INC.CIK 1375151

Director

Since Oct 2018

-15K

Net shares

Net seller

$391.3K

Total sold

Open market trades

0B · 1S

Total transactions

15K acquired · 30K disposed

Non-Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

+6.25K

Price / share

$15.04

Trade value

$94K

% of position

206.5%

1/19/2022

3.03K→9.28K

Stock Option (Right to Buy)

Direct

M · Option Exercise

+4.38K

Price / share

$14.88

Trade value

$65.10K

% of position

47.2%

1/19/2022

9.28K→13.65K

Stock Option (Right to Buy)

Direct

M · Option Exercise

+4.38K

Price / share

$12.00

Trade value

$52.50K

% of position

32.0%

1/19/2022

13.65K→18.03K

Stock Option (Right to Buy)

Direct

S · Sale

−15K

Price / share

$26.09

Trade value

$391.30K

% of position

83.2%

1/19/2022

18.03K→3.03K

Total

Net shares

+0.00

Net value

-$179.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Stock Option (Right to Buy) Direct	1/19/2022	M · Option Exercise	+6.25K	$15.04	$94K	206.5%	3.03K	9.28K
Stock Option (Right to Buy) Direct	1/19/2022	M · Option Exercise	+4.38K	$14.88	$65.10K	47.2%	9.28K	13.65K
Stock Option (Right to Buy) Direct	1/19/2022	M · Option Exercise	+4.38K	$12.00	$52.50K	32.0%	13.65K	18.03K
Stock Option (Right to Buy) Direct	1/19/2022	S · Sale	−15K	$26.09	$391.30K	83.2%	18.03K	3.03K
Total			+0.00		-$179.70K

Derivative Transactions3

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.25K shares

−6.25K

Strike price

15.04

Held after

0.00

Exercisable

—

1/19/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.38K shares

−4.38K

Strike price

14.88

Held after

0.00

Exercisable

—

1/19/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.38K shares

−4.38K

Strike price

12.0

Held after

1.25K

Exercisable

—

1/19/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock6.25K shares	1/19/2022	M · Option Exercise	−6.25K	15.04	—	0.00
Stock Option (Right to Buy) Direct	Common Stock4.38K shares	1/19/2022	M · Option Exercise	−4.38K	14.88	—	0.00
Stock Option (Right to Buy) Direct	Common Stock4.38K shares	1/19/2022	M · Option Exercise	−4.38K	12.0	—	1.25K