MASSON DAVID RICHARD reported 3 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000899243-19-024699
Director
Since Mar 2019
-2.80M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
2.80M disposed
Non-Derivative Transactions3
Class A Units
Direct
Shares
−9.28K
Price / share
—
Trade value
—
% of position
61.5%
9/30/2019
15.09K→5.80K
Class A Units
Direct
Shares
−5.80K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
5.80K→0.00
Class A Units
Indirect
Shares
−100.51K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
100.51K→0.00
Total
Net shares
−115.60K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 9/30/2019 | D · Disposition | −9.28K | — | — | 61.5% | 15.09K | 5.80K |
| Class A Units Direct | 9/30/2019 | D · Disposition | −5.80K | — | — | New position | 5.80K | 0.00 |
| Class A Units Indirect | 9/30/2019 | D · Disposition | −100.51K | — | — | New position | 100.51K | 0.00 |
| Total | −115.60K | $0.00 | ||||||
Derivative Transactions2
OCGH Units
Indirect
Converts to
Class A Units
536.48K shares
Shares
−536.48K
Strike price
Held after
2.15M
Exercisable
—
9/30/2019
OCGH Units
Indirect
Converts to
Class A Units
2.15M shares
Shares
−2.15M
Strike price
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Indirect | Class A Units536.48K shares | 9/30/2019 | D · Disposition | −536.48K | — | 2.15M | |
| OCGH Units Indirect | Class A Units2.15M shares | 9/30/2019 | D · Disposition | −2.15M | — | 0.00 |