Filed: 10/20/2023ACC: 0001917686-23-000004
📋 What this filing means
MASON & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $312.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
83
Positions
$312.48M
Total AUM (reported)
6.62M
Total Shares
Allocation by class
FLOATNG RAT TREA$60.04M19.2%
CBOE VEST US EQT$41.95M13.4%
COM$28.58M9.1%
RUS TP200 VL ETF$22.71M7.3%
DIV APP ETF$22.53M7.2%
VEST US BUFFER$19.08M6.1%
US EQUITY ETF$18.25M5.8%
Portfolio Concentration
Top 3$124.70M39.9%
4–10$107.75M34.5%
11–25$49.08M15.7%
Rest$30.95M9.9%
Top 3 weight
39.9%
Top 10 weight
74.4%
Voting Authority Distribution
Total shares with voting rights: 6.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole83
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings83
Rows:
WISDOMTREE TR
SOLEShares1.19M
TypeSH
Market value$60.04M
19.22%
Sole
0.00
Shared
0.00
None
1.19M
FIRST TR EXCHNG TRADED FD VI
SOLEShares1.30M
TypeSH
Market value$41.95M
13.42%
Sole
0.00
Shared
0.00
None
1.30M
ISHARES TR
SOLEShares347.37K
TypeSH
Market value$22.71M
7.27%
Sole
0.00
Shared
0.00
None
347.37K
VANGUARD SPECIALIZED FUNDS
SOLEShares145.01K
TypeSH
Market value$22.53M
7.21%
Sole
0.00
Shared
0.00
None
145.01K
FIRST TR EXCHNG TRADED FD VI
SOLEShares510.47K
TypeSH
Market value$19.08M
6.11%
Sole
0.00
Shared
0.00
None
510.47K
DIMENSIONAL ETF TRUST
SOLEShares392.13K
TypeSH
Market value$18.25M
5.84%
Sole
0.00
Shared
0.00
None
392.13K
INVESCO EXCH TRADED FD TR II
SOLEShares750.70K
TypeSH
Market value$15.76M
5.04%
Sole
0.00
Shared
0.00
None
750.70K
PGIM ETF TR
SOLEShares277.02K
TypeSH
Market value$13.71M
4.39%
Sole
0.00
Shared
0.00
None
277.02K
SCHWAB STRATEGIC TR
SOLEShares193.38K
TypeSH
Market value$9.26M
2.96%
Sole
0.00
Shared
0.00
None
193.38K
ISHARES TR
SOLEShares272.30K
TypeSH
Market value$9.15M
2.93%
Sole
0.00
Shared
0.00
None
272.30K
INVESCO EXCHANGE TRADED FD T
SOLEShares90.86K
TypeSH
Market value$6.97M
2.23%
Sole
0.00
Shared
0.00
None
90.86K
VANGUARD INDEX FDS
SOLEShares29.58K
TypeSH
Market value$6.16M
1.97%
Sole
0.00
Shared
0.00
None
29.58K
APPLE INC
SOLEShares31.56K
TypeSH
Market value$5.40M
1.73%
Sole
0.00
Shared
0.00
None
31.56K
SCHWAB STRATEGIC TR
SOLEShares195.10K
TypeSH
Market value$4.67M
1.49%
Sole
0.00
Shared
0.00
None
195.10K
ISHARES TR
SOLEShares14.22K
TypeSH
Market value$3.50M
1.12%
Sole
0.00
Shared
0.00
None
14.22K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.63K
TypeSH
Market value$3.37M
1.08%
Sole
0.00
Shared
0.00
None
9.63K
ISHARES TR
SOLEShares67.25K
TypeSH
Market value$3.26M
1.04%
Sole
0.00
Shared
0.00
None
67.25K
VANECK ETF TRUST
SOLEShares19.02K
TypeSH
Market value$2.76M
0.88%
Sole
0.00
Shared
0.00
None
19.02K
MICROSOFT CORP
SOLEShares7.72K
TypeSH
Market value$2.44M
0.78%
Sole
0.00
Shared
0.00
None
7.72K
COLUMBIA ETF TR II
SOLEShares73.40K
TypeSH
Market value$2.01M
0.64%
Sole
0.00
Shared
0.00
None
73.40K
TESLA INC
SOLEShares7.22K
TypeSH
Market value$1.81M
0.58%
Sole
0.00
Shared
0.00
None
7.22K
NVIDIA CORPORATION
SOLEShares4.11K
TypeSH
Market value$1.79M
0.57%
Sole
0.00
Shared
0.00
None
4.11K
AMAZON COM INC
SOLEShares13.41K
TypeSH
Market value$1.70M
0.55%
Sole
0.00
Shared
0.00
None
13.41K
UNITEDHEALTH GROUP INC
SOLEShares3.26K
TypeSH
Market value$1.65M
0.53%
Sole
0.00
Shared
0.00
None
3.26K
EXXON MOBIL CORP
SOLEShares13.50K
TypeSH
Market value$1.59M
0.51%
Sole
0.00
Shared
0.00
None
13.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.19M | SH | $60.04M 19.22% | 0.00 | 0.00 | 1.19M |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 1.30M | SH | $41.95M 13.42% | 0.00 | 0.00 | 1.30M |
ISHARES TRSOLE | RUS TP200 VL ETF | 347.37K | SH | $22.71M 7.27% | 0.00 | 0.00 | 347.37K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 145.01K | SH | $22.53M 7.21% | 0.00 | 0.00 | 145.01K |
FIRST TR EXCHNG TRADED FD VISOLE | VEST US BUFFER | 510.47K | SH | $19.08M 6.11% | 0.00 | 0.00 | 510.47K |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 392.13K | SH | $18.25M 5.84% | 0.00 | 0.00 | 392.13K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 750.70K | SH | $15.76M 5.04% | 0.00 | 0.00 | 750.70K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 277.02K | SH | $13.71M 4.39% | 0.00 | 0.00 | 277.02K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 193.38K | SH | $9.26M 2.96% | 0.00 | 0.00 | 193.38K |
ISHARES TRSOLE | MSCI INTL QUALTY | 272.30K | SH | $9.15M 2.93% | 0.00 | 0.00 | 272.30K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL ENR | 90.86K | SH | $6.97M 2.23% | 0.00 | 0.00 | 90.86K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 29.58K | SH | $6.16M 1.97% | 0.00 | 0.00 | 29.58K |
APPLE INCSOLE | COM | 31.56K | SH | $5.40M 1.73% | 0.00 | 0.00 | 31.56K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 195.10K | SH | $4.67M 1.49% | 0.00 | 0.00 | 195.10K |
ISHARES TRSOLE | US HLTHCR PR ETF | 14.22K | SH | $3.50M 1.12% | 0.00 | 0.00 | 14.22K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.63K | SH | $3.37M 1.08% | 0.00 | 0.00 | 9.63K |
ISHARES TRSOLE | U.S. MED DVC ETF | 67.25K | SH | $3.26M 1.04% | 0.00 | 0.00 | 67.25K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 19.02K | SH | $2.76M 0.88% | 0.00 | 0.00 | 19.02K |
MICROSOFT CORPSOLE | COM | 7.72K | SH | $2.44M 0.78% | 0.00 | 0.00 | 7.72K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 73.40K | SH | $2.01M 0.64% | 0.00 | 0.00 | 73.40K |
TESLA INCSOLE | COM | 7.22K | SH | $1.81M 0.58% | 0.00 | 0.00 | 7.22K |
NVIDIA CORPORATIONSOLE | COM | 4.11K | SH | $1.79M 0.57% | 0.00 | 0.00 | 4.11K |
AMAZON COM INCSOLE | COM | 13.41K | SH | $1.70M 0.55% | 0.00 | 0.00 | 13.41K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.26K | SH | $1.65M 0.53% | 0.00 | 0.00 | 3.26K |
EXXON MOBIL CORPSOLE | COM | 13.50K | SH | $1.59M 0.51% | 0.00 | 0.00 | 13.50K |
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