MARTINO ANTONIO

PrivateCIK: 1788931

Location

LA JOLLA, CA

MARTINO ANTONIO (CFO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MARTINO ANTONIO

Filed: 2/28/2023ACC: 0001312109-23-000055

InsiderMARTINO ANTONIOCIK 1788931

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· CFO

Since Nov 2019

-120.00

Net shares

Net seller

$1.7K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

293.00 acquired · 413.00 disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+293.00

Price / share

—

Trade value

—

% of position

4.8%

2/26/2023

6.15K→6.44K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−120.00

Price / share

$14.33

Trade value

$1.72K

% of position

1.9%

2/26/2023

6.44K→6.32K

Total

Net shares

+173.00

Net value

-$1.72K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	2/26/2023	M · Option Exercise	+293.00	—	—	4.8%	6.15K	6.44K
Class A Common Stock Direct	2/26/2023	F · Tax Withholding	−120.00	$14.33	$1.72K	1.9%	6.44K	6.32K
Total			+173.00		-$1.72K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

294.00 shares

Shares

−293.00

Strike price

Held after

294.00

Exercisable

—

2/26/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock294.00 shares	2/26/2023	M · Option Exercise	−293.00		—	294.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.17K

Shares owned

1.17K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.13K

Shares owned

3.13K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

902.00

Shares owned

902.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.71K

Shares owned

13.71K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

21.03K

Owned

21.03K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	1.17K	1.17K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.13K	3.13K
Restricted Stock Units Direct	Class A Common Stock		—	—	902.00	902.00
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	13.71K	13.71K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					21.03K	21.03K

MARTINO ANTONIO — Insider Transaction (Form 4) Filed Feb 28, 2023 | Finecho