MARTINO ANTONIO

PrivateCIK: 1788931

Location

LA JOLLA, CA

MARTINO ANTONIO (CFO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MARTINO ANTONIO

Filed: 11/22/2022ACC: 0001312109-22-000225

InsiderMARTINO ANTONIOCIK 1788931

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· CFO

Since Nov 2019

-403.00

Net shares

Net seller

$10.0K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

1.17K acquired · 1.57K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+1.17K

Price / share

—

Trade value

—

% of position

22.8%

11/19/2022

5.12K→6.29K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−403.00

Price / share

$24.90

Trade value

$10.03K

% of position

6.4%

11/19/2022

6.29K→5.88K

Total

Net shares

+762.00

Net value

-$10.03K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2022	M · Option Exercise	+1.17K	—	—	22.8%	5.12K	6.29K
Class A Common Stock Direct	11/19/2022	F · Tax Withholding	−403.00	$24.90	$10.03K	6.4%	6.29K	5.88K
Total			+762.00		-$10.03K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.17K shares

Shares

−1.17K

Strike price

Held after

1.17K

Exercisable

—

11/19/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.17K shares	11/19/2022	M · Option Exercise	−1.17K		—	1.17K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.35K

Shares owned

1.35K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.13K

Shares owned

3.13K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.35K

Shares owned

1.35K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.71K

Shares owned

13.71K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

21.67K

Owned

21.67K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	1.35K	1.35K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.13K	3.13K
Restricted Stock Units Direct	Class A Common Stock		—	—	1.35K	1.35K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	13.71K	13.71K
Total					21.67K	21.67K

MARTINO ANTONIO — Insider Transaction (Form 4) Filed Nov 22, 2022 | Finecho