MARTINO ANTONIO (CFO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MARTINO ANTONIO

Filed: 11/23/2021ACC: 0001312109-21-000283

InsiderMARTINO ANTONIOCIK 1788931

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· CFO

Since Nov 2019

-403.00

Net shares

Net seller

$88.6K

Total sold

Open market trades

0B · 0S

Total transactions

1.17K acquired · 1.57K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

+1.17K

Price / share

—

Trade value

—

% of position

28.0%

11/19/2021

4.17K→5.33K

Class A Common Stock

Direct

F · Tax Withholding

−403.00

Price / share

$219.75

Trade value

$88.56K

% of position

7.6%

11/19/2021

5.33K→4.93K

Total

Net shares

+762.00

Net value

-$88.56K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2021	M · Option Exercise	+1.17K	—	—	28.0%	4.17K	5.33K
Class A Common Stock Direct	11/19/2021	F · Tax Withholding	−403.00	$219.75	$88.56K	7.6%	5.33K	4.93K
Total			+762.00		-$88.56K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.17K shares

−1.17K

Strike price

Held after

2.33K

Exercisable

—

11/19/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.17K shares	11/19/2021	M · Option Exercise	−1.17K		—	2.33K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.71K

Shares owned

13.71K

Exercise price

16.09

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

881.00

Shares owned

881.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

16.71K

Owned

16.71K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	13.71K	13.71K
Restricted Stock Units Direct	Class A Common Stock		—	—	881.00	881.00
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					16.71K	16.71K