MARTINEZ MIRIAM (CFO and Secretary) exercised options at EMERGENT CAPITAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/26/2019ACC: 0000932440-19-000078
Officer· CFO and Secretary
Since Dec 2018
-74.13K
Net shares
Net seller
$14.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
250K acquired · 324.13K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
—
Trade value
—
% of position
118.9%
12/21/2019
210.24K→460.24K
Common Stock
Direct
Shares
−74.13K
Price / share
$0.20
Trade value
$14.71K
% of position
16.1%
12/21/2019
460.24K→386.11K
Total
Net shares
+175.88K
Net value
-$14.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/21/2019 | M · Option Exercise | +250K | — | — | 118.9% | 210.24K | 460.24K |
| Common Stock Direct | 12/21/2019 | F · Tax Withholding | −74.13K | $0.20 | $14.71K | 16.1% | 460.24K | 386.11K |
| Total | +175.88K | -$14.71K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
250K shares
Shares
−250K
Strike price
Held after
0.00
Exercisable
—
12/21/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock250K shares | 12/21/2019 | M · Option Exercise | −250K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
45K
Shares owned
45K
Exercise price
6.94
Expiration
—
Exercise window
—
Total
Underlying
45K
Owned
45K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 6.94 | — | — | 45K | 45K |
| Total | 45K | 45K | ||||