MARTINEZ MIRIAM (CFO and Secretary) exercised options at EMERGENT CAPITAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MARTINEZ MIRIAM

Filed: 2/28/2019ACC: 0000932440-19-000021

InsiderMARTINEZ MIRIAMCIK 1542399

→

IssuerEMERGENT CAPITAL, INC.CIK 1494448

Officer· CFO and Secretary

Since Dec 2018

-74.13K

Net shares

Net seller

$6.5K

Total sold

Open market trades

0B · 0S

Total transactions

250K acquired · 324.13K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+250K

Price / share

—

Trade value

—

% of position

727.6%

12/22/2018

34.36K→284.36K

Common Stock

Direct

F · Tax Withholding

−74.13K

Price / share

$0.09

Trade value

$6.52K

% of position

26.1%

12/22/2018

284.36K→210.24K

Total

Net shares

+175.88K

Net value

-$6.52K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/22/2018	M · Option Exercise	+250K	—	—	727.6%	34.36K	284.36K
Common Stock Direct	12/22/2018	F · Tax Withholding	−74.13K	$0.09	$6.52K	26.1%	284.36K	210.24K
Total			+175.88K		-$6.52K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

250K shares

−250K

Strike price

Held after

250K

Exercisable

—

12/22/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock250K shares	12/22/2018	M · Option Exercise	−250K		—	250K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

45K

Shares owned

45K

Exercise price

6.94

Expiration

—

Exercise window

—

Total

Underlying

45K

Owned

45K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	6.94	—	—	45K	45K
Total					45K	45K