MARTIN RODNEY O JR (Chairman and CEO) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

MARTIN RODNEY O JR

Filed: 2/23/2024ACC: 0001127602-24-006636

InsiderMARTIN RODNEY O JRCIK 1236604

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

DirectorOfficer· Chairman and CEO

Since Feb 2019

+110.65K

Net shares

Net buyer

$129.1K

Total sold

Open market trades

0B · 0S

Total transactions

114.39K acquired · 3.74K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+1.87K

Price / share

$68.99

Trade value

$129.08K

% of position

2.3%

2/21/2024

81.97K→83.84K

Common Stock

Direct

F · Tax Withholding

−1.87K

Price / share

$68.99

Trade value

$129.08K

% of position

2.2%

2/21/2024

83.84K→81.97K

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/21/2024	M · Option Exercise	+1.87K	$68.99	$129.08K	2.3%	81.97K	83.84K
Common Stock Direct	2/21/2024	F · Tax Withholding	−1.87K	$68.99	$129.08K	2.2%	83.84K	81.97K
Total			+0.00		$0.00

Derivative Transactions3

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

62.38K shares

+62.38K

Strike price

Held after

249.86K

Exercisable

—

2/21/2024

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

50.14K shares

+50.14K

Strike price

Held after

113.35K

Exercisable

—

2/21/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.87K shares

−1.87K

Strike price

Held after

111.48K

Exercisable

—

2/21/2024

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock62.38K shares	2/21/2024	A · Award	+62.38K	—	249.86K
Restricted Stock Units Direct	Common Stock50.14K shares	2/21/2024	A · Award	+50.14K	—	113.35K
Restricted Stock Units Direct	Common Stock1.87K shares	2/21/2024	M · Option Exercise	−1.87K	—	111.48K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned6.93K

Total

6.93K indirect6.93K

Security Title	Shares Owned	Ownership Type
Common Stock	6.93K	Indirect
Total	6.93K	6.93K indirect

Derivative Holdings (Post-Transaction)2

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

158.90K

Shares owned

158.90K

Exercise price

Expiration

—

Exercise window

—

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

8.10K

Shares owned

8.10K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

167K

Owned

167K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Stock Options Direct	Common Stock	—	—	158.90K	158.90K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	8.10K	8.10K
Total				167K	167K