MARTIN RODNEY O JR (Chairman and CEO) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MARTIN RODNEY O JR

Filed: 2/24/2022ACC: 0001127602-22-006699

InsiderMARTIN RODNEY O JRCIK 1236604

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IssuerVOYA FINANCIAL, INC.CIK 1535929

DirectorOfficer· Chairman and CEO

Since Feb 2019

+103.28K

Net shares

Net buyer

$5.01M

Total sold

Open market trades

0B · 0S

Total transactions

337.17K acquired · 233.89K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+183.83K

Price / share

—

Trade value

—

% of position

84.6%

2/22/2022

217.36K→401.19K

Common Stock

Direct

F · Tax Withholding

−70.72K

Price / share

$68.32

Trade value

$4.83M

% of position

17.6%

2/22/2022

401.19K→330.47K

Common Stock

Direct

M · Option Exercise

+2.60K

Price / share

—

Trade value

—

% of position

0.8%

2/22/2022

330.47K→333.07K

Common Stock

Direct

F · Tax Withholding

−2.60K

Price / share

$68.32

Trade value

$177.43K

% of position

0.8%

2/22/2022

333.07K→330.47K

Total

Net shares

+113.11K

Net value

-$5.01M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2022	M · Option Exercise	+183.83K	—	—	84.6%	217.36K	401.19K
Common Stock Direct	2/22/2022	F · Tax Withholding	−70.72K	$68.32	$4.83M	17.6%	401.19K	330.47K
Common Stock Direct	2/22/2022	M · Option Exercise	+2.60K	—	—	0.8%	330.47K	333.07K
Common Stock Direct	2/22/2022	F · Tax Withholding	−2.60K	$68.32	$177.43K	0.8%	333.07K	330.47K
Total			+113.11K		-$5.01M

Derivative Transactions5

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

115.01K shares

−89.15K

Strike price

Held after

189.13K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

68.82K shares

−68.82K

Strike price

Held after

72.86K

Exercisable

—

2/22/2022

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

81.13K shares

+81.13K

Strike price

Held after

270.25K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

69.62K shares

+69.62K

Strike price

Held after

142.48K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.60K shares

−2.60K

Strike price

Held after

139.88K

Exercisable

—

2/22/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock115.01K shares	2/22/2022	M · Option Exercise	−89.15K	—	189.13K
Restricted Stock Units Direct	Common Stock68.82K shares	2/22/2022	M · Option Exercise	−68.82K	—	72.86K
Performance Stock Unit Direct	Common Stock81.13K shares	2/22/2022	A · Award	+81.13K	—	270.25K
Restricted Stock Units Direct	Common Stock69.62K shares	2/22/2022	A · Award	+69.62K	—	142.48K
Restricted Stock Units Direct	Common Stock2.60K shares	2/22/2022	M · Option Exercise	−2.60K	—	139.88K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned6.20K

Total

6.20K indirect6.20K

Security Title	Shares Owned	Ownership Type
Common Stock	6.20K	Indirect
Total	6.20K	6.20K indirect

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

7.86K

Shares owned

7.86K

Exercise price

Expiration

—

Exercise window

—

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

158.90K

Shares owned

158.90K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

166.76K

Owned

166.76K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	7.86K	7.86K
Performance-Based Stock Options Direct	Common Stock	—	—	158.90K	158.90K
Total				166.76K	166.76K