MARTHI RAGHU (Chief Operating Officer) exercised options at DZS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/10/2024ACC: 0001101680-24-000139
Officer· Chief Operating Officer
Since Apr 2024
+141.84K
Net shares
Net buyer
$4.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
175K acquired · 33.16K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
75.3%
9/6/2024
33.19K→58.19K
Common Stock
Direct
Shares
−8.16K
Price / share
$0.58
Trade value
$4.73K
% of position
14.0%
9/6/2024
58.19K→50.03K
Total
Net shares
+16.84K
Net value
-$4.73K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/6/2024 | M · Option Exercise | +25K | — | — | 75.3% | 33.19K | 58.19K |
| Common Stock Direct | 9/6/2024 | F · Tax Withholding | −8.16K | $0.58 | $4.73K | 14.0% | 58.19K | 50.03K |
| Total | +16.84K | -$4.73K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
75K shares
Shares
+75K
Strike price
Held after
75K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
75K shares
Shares
+75K
Strike price
Held after
75K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
50K
Exercisable
—
9/6/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock75K shares | 9/6/2024 | A · Award | +75K | — | 75K | |
| Restricted Stock Units Direct | Common Stock75K shares | 9/6/2024 | A · Award | +75K | — | 75K | |
| Restricted Stock Units Direct | Common Stock25K shares | 9/6/2024 | M · Option Exercise | −25K | — | 50K |