MARSHALL WACE, LLP

Filed: 8/14/2024ACC: 0001318757-24-000008

📋 What this filing means

MARSHALL WACE, LLP filed this quarterly 13F‑HR report disclosing 2434 equity positions with a total reported market value of $74.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2434

Positions

$74.89B

Total AUM (reported)

1.91B

Total Shares

Allocation by class

COMMON STOCK$53.18B71.0%

ETP$13.65B18.2%

EQUITY OPTION$4.03B5.4%

ADR$2.21B3.0%

REIT$938.00M1.3%

CONVERTIBLE DEBT$685.07M0.9%

EQUITY WRT$141.07M0.2%

Portfolio Concentration

Top 3$17.64B23.6%

4–10$6.97B9.3%

11–25$6.85B9.1%

Rest$43.43B58.0%

Top 3 weight

23.6%

Top 10 weight

32.9%

Voting Authority Distribution

Total shares with voting rights: 1.91B

Sole

Full voting authority

1.37M

% of voting shares0.1%

Shared

Joint voting authority

1.91B

% of voting shares99.9%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole5

Shared0

Other2429

Dominant voting typeShared · 99.9% of voting shares

Institutional Holdings2434

Rows:

ISHARES-S&P 500

OTR

ETP

Shares22.51M

TypeSH

Market value$12.32B

16.45%

Sole

0.00

Shared

22.51M

None

0.00

AMAZON.COM INC

OTR

COMMON STOCK

Shares14.05M

TypeSH

Market value$2.72B

3.63%

Sole

0.00

Shared

14.05M

None

0.00

MICROSOFT CORP

OTR

COMMON STOCK

Shares5.83M

TypeSH

Market value$2.61B

3.48%

Sole

0.00

Shared

5.83M

None

0.00

APPLE INC

OTR

COMMON STOCK

Shares8.07M

TypeSH

Market value$1.70B

2.27%

Sole

0.00

Shared

8.07M

None

0.00

NVIDIA CORP

OTR

COMMON STOCK

Shares12.10M

TypeSH

Market value$1.50B

2.00%

Sole

0.00

Shared

12.10M

None

0.00

SPDR S&P 500 ETF

OTR

EQUITY OPTION

Shares1.81M

TypeSH

Market value$985.47M

1.32%

Sole

0.00

Shared

1.81M

None

0.00

ALPHABET INC-A

OTR

COMMON STOCK

Shares4.77M

TypeSH

Market value$869.47M

1.16%

Sole

0.00

Shared

4.77M

None

0.00

ELI LILLY & CO

OTR

COMMON STOCK

Shares789.56K

TypeSH

Market value$714.85M

0.95%

Sole

0.00

Shared

789.56K

None

0.00

ALPHABET INC-C

OTR

COMMON STOCK

Shares3.42M

TypeSH

Market value$626.64M

0.84%

Sole

0.00

Shared

3.42M

None

0.00

META PLATFORMS-A

OTR

COMMON STOCK

Shares1.15M

TypeSH

Market value$578.24M

0.77%

Sole

0.00

Shared

1.15M

None

0.00

JOHNSON&JOHNSON

OTR

COMMON STOCK

Shares3.88M

TypeSH

Market value$567.83M

0.76%

Sole

0.00

Shared

3.88M

None

0.00

SPDR S&P 500 ETF

OTR

ETP

Shares1.03M

TypeSH

Market value$559.20M

0.75%

Sole

0.00

Shared

1.03M

None

0.00

ADOBE INC

OTR

COMMON STOCK

Shares984.63K

TypeSH

Market value$547.00M

0.73%

Sole

0.00

Shared

984.63K

None

0.00

HUMANA INC

OTR

COMMON STOCK

Shares1.43M

TypeSH

Market value$532.56M

0.71%

Sole

0.00

Shared

1.43M

None

0.00

BOSTON SCIENTIFC

OTR

COMMON STOCK

Shares6.72M

TypeSH

Market value$517.54M

0.69%

Sole

0.00

Shared

6.72M

None

0.00

COSTCO WHOLESALE

OTR

COMMON STOCK

Shares572.36K

TypeSH

Market value$486.50M

0.65%

Sole

0.00

Shared

572.36K

None

0.00

DANAHER CORP

OTR

COMMON STOCK

Shares1.91M

TypeSH

Market value$476.84M

0.64%

Sole

0.00

Shared

1.91M

None

0.00

SPOTIFY TECHNOLO

OTR

COMMON STOCK

Shares1.50M

TypeSH

Market value$472.11M

0.63%

Sole

0.00

Shared

1.50M

None

0.00

ADV MICRO DEVICE

OTR

COMMON STOCK

Shares2.55M

TypeSH

Market value$414.32M

0.55%

Sole

2.05K

Shared

2.55M

None

0.00

GE VERNOVA INC

OTR

COMMON STOCK

Shares2.33M

TypeSH

Market value$399.77M

0.53%

Sole

0.00

Shared

2.33M

None

0.00

GENERAL ELECTRIC

OTR

COMMON STOCK

Shares2.44M

TypeSH

Market value$388.67M

0.52%

Sole

0.00

Shared

2.44M

None

0.00

UNION PAC CORP

OTR

COMMON STOCK

Shares1.68M

TypeSH

Market value$379.69M

0.51%

Sole

0.00

Shared

1.68M

None

0.00

FORTINET INC

OTR

COMMON STOCK

Shares6.24M

TypeSH

Market value$376.02M

0.50%

Sole

0.00

Shared

6.24M

None

0.00

CHIPOTLE MEXICAN

OTR

COMMON STOCK

Shares5.90M

TypeSH

Market value$369.95M

0.49%

Sole

0.00

Shared

5.90M

None

0.00

FERRARI NV

OTR

COMMON STOCK

Shares887.11K

TypeSH

Market value$361.96M

0.48%

Sole

0.00

Shared

887.11K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ISHARES-S&P 500OTR	ETP	22.51M	SH	$12.32B 16.45%	0.00	22.51M
AMAZON.COM INCOTR	COMMON STOCK	14.05M	SH	$2.72B 3.63%	0.00	14.05M
MICROSOFT CORPOTR	COMMON STOCK	5.83M	SH	$2.61B 3.48%	0.00	5.83M
APPLE INCOTR	COMMON STOCK	8.07M	SH	$1.70B 2.27%	0.00	8.07M
NVIDIA CORPOTR	COMMON STOCK	12.10M	SH	$1.50B 2.00%	0.00	12.10M
SPDR S&P 500 ETFOTR	EQUITY OPTION	1.81M	SH	$985.47M 1.32%	0.00	1.81M
ALPHABET INC-AOTR	COMMON STOCK	4.77M	SH	$869.47M 1.16%	0.00	4.77M
ELI LILLY & COOTR	COMMON STOCK	789.56K	SH	$714.85M 0.95%	0.00	789.56K
ALPHABET INC-COTR	COMMON STOCK	3.42M	SH	$626.64M 0.84%	0.00	3.42M
META PLATFORMS-AOTR	COMMON STOCK	1.15M	SH	$578.24M 0.77%	0.00	1.15M
JOHNSON&JOHNSONOTR	COMMON STOCK	3.88M	SH	$567.83M 0.76%	0.00	3.88M
SPDR S&P 500 ETFOTR	ETP	1.03M	SH	$559.20M 0.75%	0.00	1.03M
ADOBE INCOTR	COMMON STOCK	984.63K	SH	$547.00M 0.73%	0.00	984.63K
HUMANA INCOTR	COMMON STOCK	1.43M	SH	$532.56M 0.71%	0.00	1.43M
BOSTON SCIENTIFCOTR	COMMON STOCK	6.72M	SH	$517.54M 0.69%	0.00	6.72M
COSTCO WHOLESALEOTR	COMMON STOCK	572.36K	SH	$486.50M 0.65%	0.00	572.36K
DANAHER CORPOTR	COMMON STOCK	1.91M	SH	$476.84M 0.64%	0.00	1.91M
SPOTIFY TECHNOLOOTR	COMMON STOCK	1.50M	SH	$472.11M 0.63%	0.00	1.50M
ADV MICRO DEVICEOTR	COMMON STOCK	2.55M	SH	$414.32M 0.55%	2.05K	2.55M
GE VERNOVA INCOTR	COMMON STOCK	2.33M	SH	$399.77M 0.53%	0.00	2.33M
GENERAL ELECTRICOTR	COMMON STOCK	2.44M	SH	$388.67M 0.52%	0.00	2.44M
UNION PAC CORPOTR	COMMON STOCK	1.68M	SH	$379.69M 0.51%	0.00	1.68M
FORTINET INCOTR	COMMON STOCK	6.24M	SH	$376.02M 0.50%	0.00	6.24M
CHIPOTLE MEXICANOTR	COMMON STOCK	5.90M	SH	$369.95M 0.49%	0.00	5.90M
FERRARI NVOTR	COMMON STOCK	887.11K	SH	$361.96M 0.48%	0.00	887.11K

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