MARSHALL WACE, LLP

Filed: 2/14/2024ACC: 0001318757-24-000002

📋 What this filing means

MARSHALL WACE, LLP filed this quarterly 13F‑HR report disclosing 2030 equity positions with a total reported market value of $59.05B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2030

Positions

$59.05B

Total AUM (reported)

1.50B

Total Shares

Allocation by class

COMMON STOCK$40.20B68.1%

ETP$9.00B15.2%

EQUITY OPTION$5.94B10.1%

ADR$1.87B3.2%

REIT$749.13M1.3%

RIGHT$482.80M0.8%

CONVERTIBLE DEBT$465.58M0.8%

Portfolio Concentration

Top 3$11.06B18.7%

4–10$4.68B7.9%

11–25$6.27B10.6%

Rest$37.04B62.7%

Top 3 weight

18.7%

Top 10 weight

26.7%

Voting Authority Distribution

Total shares with voting rights: 1.50B

Sole

Full voting authority

1.78M

% of voting shares0.1%

Shared

Joint voting authority

1.49B

% of voting shares99.8%

None

No voting authority

1.73M

% of voting shares0.1%

Investment Discretion (by position count)

Sole11

Shared0

Other2019

Dominant voting typeShared · 99.8% of voting shares

Institutional Holdings2030

Rows:

ISHARES-S&P 500

OTR

ETP

Shares16.68M

TypeSH

Market value$7.97B

13.50%

Sole

0.00

Shared

16.68M

None

0.00

AMAZON.COM INC

OTR

COMMON STOCK

Shares12.13M

TypeSH

Market value$1.84B

3.12%

Sole

0.00

Shared

12.08M

None

48.48K

MICROSOFT CORP

OTR

COMMON STOCK

Shares3.33M

TypeSH

Market value$1.25B

2.12%

Sole

0.00

Shared

3.31M

None

23.96K

SPDR S&P 500 ETF

OTR

EQUITY OPTION

Shares1.85M

TypeSH

Market value$877.85M

1.49%

Sole

0.00

Shared

1.85M

None

0.00

APPLE INC

OTR

COMMON STOCK

Shares4.48M

TypeSH

Market value$862.18M

1.46%

Sole

0.00

Shared

4.43M

None

46.13K

ALPHABET INC-A

OTR

COMMON STOCK

Shares4.92M

TypeSH

Market value$687.90M

1.17%

Sole

0.00

Shared

4.90M

None

22.18K

META PLATFORMS-A

OTR

COMMON STOCK

Shares1.78M

TypeSH

Market value$630.39M

1.07%

Sole

0.00

Shared

1.77M

None

10.34K

ALPHABET INC-C

OTR

COMMON STOCK

Shares4.14M

TypeSH

Market value$583.39M

0.99%

Sole

0.00

Shared

4.11M

None

31.11K

LAS VEGAS SANDS

OTR

COMMON STOCK

Shares10.80M

TypeSH

Market value$531.60M

0.90%

Sole

0.00

Shared

10.80M

None

2.54K

DR HORTON INC

OTR

COMMON STOCK

Shares3.32M

TypeSH

Market value$504.62M

0.85%

Sole

0.00

Shared

3.31M

None

12.48K

ABBVIE INC

OTR

COMMON STOCK

Shares3.17M

TypeSH

Market value$491.73M

0.83%

Sole

0.00

Shared

3.16M

None

11.59K

ELI LILLY & CO

OTR

RIGHT

Shares820.93K

TypeSH

Market value$478.54M

0.81%

Sole

0.00

Shared

820.93K

None

0.00

GENERAL ELECTRIC

OTR

COMMON STOCK

Shares3.66M

TypeSH

Market value$467.30M

0.79%

Sole

0.00

Shared

3.66M

None

1.33K

ISHARES-LEH 20

OTR

EQUITY OPTION

Shares4.69M

TypeSH

Market value$463.90M

0.79%

Sole

0.00

Shared

4.69M

None

0.00

MERCK & CO

OTR

COMMON STOCK

Shares3.99M

TypeSH

Market value$434.99M

0.74%

Sole

0.00

Shared

3.98M

None

6.06K

WALMART INC

OTR

COMMON STOCK

Shares2.74M

TypeSH

Market value$431.74M

0.73%

Sole

0.00

Shared

2.73M

None

9.98K

INTEL CORP

OTR

COMMON STOCK

Shares8.47M

TypeSH

Market value$425.59M

0.72%

Sole

0.00

Shared

8.47M

None

3.30K

ELI LILLY & CO

OTR

COMMON STOCK

Shares720.55K

TypeSH

Market value$420.02M

0.71%

Sole

0.00

Shared

719.61K

None

936.00

MICRON TECH

OTR

COMMON STOCK

Shares4.87M

TypeSH

Market value$415.40M

0.70%

Sole

0.00

Shared

4.84M

None

28.78K

DANAHER CORP

OTR

COMMON STOCK

Shares1.78M

TypeSH

Market value$411.32M

0.70%

Sole

0.00

Shared

1.77M

None

3.83K

PDD HOLDINGS INC

OTR

ADR

Shares2.70M

TypeSH

Market value$395.11M

0.67%

Sole

0.00

Shared

2.69M

None

5.58K

CVS HEALTH CORP

OTR

COMMON STOCK

Shares4.85M

TypeSH

Market value$382.67M

0.65%

Sole

0.00

Shared

4.84M

None

5.01K

INTUITIVE SURGIC

OTR

COMMON STOCK

Shares1.11M

TypeSH

Market value$376.00M

0.64%

Sole

0.00

Shared

1.11M

None

2.98K

CONSTELLATION-A

OTR

COMMON STOCK

Shares1.41M

TypeSH

Market value$340.41M

0.58%

Sole

0.00

Shared

1.40M

None

12.67K

SPDR GOLD TRUST

OTR

EQUITY OPTION

Shares1.74M

TypeSH

Market value$332.77M

0.56%

Sole

0.00

Shared

1.74M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
ISHARES-S&P 500OTR	ETP	16.68M	SH	$7.97B 13.50%	16.68M	0.00
AMAZON.COM INCOTR	COMMON STOCK	12.13M	SH	$1.84B 3.12%	12.08M	48.48K
MICROSOFT CORPOTR	COMMON STOCK	3.33M	SH	$1.25B 2.12%	3.31M	23.96K
SPDR S&P 500 ETFOTR	EQUITY OPTION	1.85M	SH	$877.85M 1.49%	1.85M	0.00
APPLE INCOTR	COMMON STOCK	4.48M	SH	$862.18M 1.46%	4.43M	46.13K
ALPHABET INC-AOTR	COMMON STOCK	4.92M	SH	$687.90M 1.17%	4.90M	22.18K
META PLATFORMS-AOTR	COMMON STOCK	1.78M	SH	$630.39M 1.07%	1.77M	10.34K
ALPHABET INC-COTR	COMMON STOCK	4.14M	SH	$583.39M 0.99%	4.11M	31.11K
LAS VEGAS SANDSOTR	COMMON STOCK	10.80M	SH	$531.60M 0.90%	10.80M	2.54K
DR HORTON INCOTR	COMMON STOCK	3.32M	SH	$504.62M 0.85%	3.31M	12.48K
ABBVIE INCOTR	COMMON STOCK	3.17M	SH	$491.73M 0.83%	3.16M	11.59K
ELI LILLY & COOTR	RIGHT	820.93K	SH	$478.54M 0.81%	820.93K	0.00
GENERAL ELECTRICOTR	COMMON STOCK	3.66M	SH	$467.30M 0.79%	3.66M	1.33K
ISHARES-LEH 20OTR	EQUITY OPTION	4.69M	SH	$463.90M 0.79%	4.69M	0.00
MERCK & COOTR	COMMON STOCK	3.99M	SH	$434.99M 0.74%	3.98M	6.06K
WALMART INCOTR	COMMON STOCK	2.74M	SH	$431.74M 0.73%	2.73M	9.98K
INTEL CORPOTR	COMMON STOCK	8.47M	SH	$425.59M 0.72%	8.47M	3.30K
ELI LILLY & COOTR	COMMON STOCK	720.55K	SH	$420.02M 0.71%	719.61K	936.00
MICRON TECHOTR	COMMON STOCK	4.87M	SH	$415.40M 0.70%	4.84M	28.78K
DANAHER CORPOTR	COMMON STOCK	1.78M	SH	$411.32M 0.70%	1.77M	3.83K
PDD HOLDINGS INCOTR	ADR	2.70M	SH	$395.11M 0.67%	2.69M	5.58K
CVS HEALTH CORPOTR	COMMON STOCK	4.85M	SH	$382.67M 0.65%	4.84M	5.01K
INTUITIVE SURGICOTR	COMMON STOCK	1.11M	SH	$376.00M 0.64%	1.11M	2.98K
CONSTELLATION-AOTR	COMMON STOCK	1.41M	SH	$340.41M 0.58%	1.40M	12.67K
SPDR GOLD TRUSTOTR	EQUITY OPTION	1.74M	SH	$332.77M 0.56%	1.74M	0.00

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