MARSHALL WACE, LLP

Filed: 8/14/2023ACC: 0001318757-23-000007

📋 What this filing means

MARSHALL WACE, LLP filed this quarterly 13F‑HR report disclosing 2305 equity positions with a total reported market value of $51.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2305

Positions

$51.20B

Total AUM (reported)

1.63B

Total Shares

Allocation by class

COMMON STOCK$40.59B79.3%

EQUITY OPTION$4.37B8.5%

ETP$2.70B5.3%

ADR$1.81B3.5%

REIT$622.22M1.2%

CONVERTIBLE DEBT$501.34M1.0%

EQUITY WRT$501.02M1.0%

Portfolio Concentration

Top 3$5.46B10.7%

4–10$4.89B9.6%

11–25$4.77B9.3%

Rest$36.09B70.5%

Top 3 weight

10.7%

Top 10 weight

20.2%

Voting Authority Distribution

Total shares with voting rights: 1.63B

Sole

Full voting authority

1.55M

% of voting shares0.1%

Shared

Joint voting authority

1.62B

% of voting shares98.9%

None

No voting authority

16.33M

% of voting shares1.0%

Investment Discretion (by position count)

Sole9

Shared0

Other2296

Dominant voting typeShared · 98.9% of voting shares

Institutional Holdings2305

Rows:

ISHARES-S&P 500

OTR

ETP

Shares4.71M

TypeSH

Market value$2.10B

4.10%

Sole

0.00

Shared

4.71M

None

0.00

AMAZON.COM INC

OTR

COMMON STOCK

Shares13.43M

TypeSH

Market value$1.75B

3.42%

Sole

0.00

Shared

13.02M

None

409.88K

MICROSOFT CORP

OTR

COMMON STOCK

Shares4.71M

TypeSH

Market value$1.60B

3.13%

Sole

0.00

Shared

4.51M

None

202.16K

APPLE INC

OTR

COMMON STOCK

Shares6.89M

TypeSH

Market value$1.34B

2.61%

Sole

0.00

Shared

6.36M

None

533.82K

NVIDIA CORP

OTR

COMMON STOCK

Shares1.71M

TypeSH

Market value$723.22M

1.41%

Sole

1.88K

Shared

1.64M

None

70.52K

SPDR S&P 500 ETF

OTR

EQUITY OPTION

Shares1.61M

TypeSH

Market value$715.63M

1.40%

Sole

0.00

Shared

1.61M

None

0.00

ADV MICRO DEVICE

OTR

COMMON STOCK

Shares5.33M

TypeSH

Market value$606.59M

1.18%

Sole

0.00

Shared

5.17M

None

160.10K

ACTIVISION BLIZZ

OTR

COMMON STOCK

Shares6.20M

TypeSH

Market value$522.81M

1.02%

Sole

14.78K

Shared

6.12M

None

68.31K

META PLATFORMS-A

OTR

COMMON STOCK

Shares1.75M

TypeSH

Market value$501.13M

0.98%

Sole

0.00

Shared

1.68M

None

66.77K

INTUITIVE SURGIC

OTR

COMMON STOCK

Shares1.42M

TypeSH

Market value$484.31M

0.95%

Sole

0.00

Shared

1.35M

None

68.63K

EDWARDS LIFE

OTR

COMMON STOCK

Shares4.56M

TypeSH

Market value$430.50M

0.84%

Sole

0.00

Shared

4.35M

None

213.03K

WALMART INC

OTR

COMMON STOCK

Shares2.54M

TypeSH

Market value$399.98M

0.78%

Sole

0.00

Shared

2.39M

None

155.13K

MCKESSON CORP

OTR

COMMON STOCK

Shares896.73K

TypeSH

Market value$383.18M

0.75%

Sole

0.00

Shared

888.55K

None

8.19K

ALPHABET INC-A

OTR

COMMON STOCK

Shares2.80M

TypeSH

Market value$335.03M

0.65%

Sole

0.00

Shared

2.68M

None

119.48K

GENERAL ELECTRIC

OTR

COMMON STOCK

Shares2.96M

TypeSH

Market value$324.68M

0.63%

Sole

0.00

Shared

2.92M

None

37.20K

INTEL CORP

OTR

COMMON STOCK

Shares9.67M

TypeSH

Market value$323.47M

0.63%

Sole

0.00

Shared

9.27M

None

405.58K

BECTON DICKINSON

OTR

COMMON STOCK

Shares1.20M

TypeSH

Market value$315.77M

0.62%

Sole

0.00

Shared

1.16M

None

35.68K

SHOPIFY INC - A

OTR

COMMON STOCK

Shares4.60M

TypeSH

Market value$297.23M

0.58%

Sole

0.00

Shared

4.46M

None

140.40K

CVS HEALTH CORP

OTR

COMMON STOCK

Shares4.16M

TypeSH

Market value$287.91M

0.56%

Sole

0.00

Shared

4.02M

None

141.75K

JOHNSON&JOHNSON

OTR

COMMON STOCK

Shares1.72M

TypeSH

Market value$284.59M

0.56%

Sole

0.00

Shared

1.68M

None

35.70K

JP MORGAN CHASE

OTR

COMMON STOCK

Shares1.94M

TypeSH

Market value$282.64M

0.55%

Sole

8.12K

Shared

1.82M

None

120.14K

ISHARES-RUS 2000

OTR

EQUITY OPTION

Shares1.50M

TypeSH

Market value$280.83M

0.55%

Sole

0.00

Shared

1.50M

None

0.00

TESLA INC

OTR

COMMON STOCK

Shares1.07M

TypeSH

Market value$280.10M

0.55%

Sole

0.00

Shared

996.32K

None

73.70K

BANK NY MELLON

OTR

COMMON STOCK

Shares6.20M

TypeSH

Market value$276.24M

0.54%

Sole

89.21K

Shared

6.01M

None

106.97K

ALCON INC

OTR

COMMON STOCK

Shares3.27M

TypeSH

Market value$269.83M

0.53%

Sole

0.00

Shared

3.27M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES-S&P 500OTR	ETP	4.71M	SH	$2.10B 4.10%	0.00	4.71M	0.00
AMAZON.COM INCOTR	COMMON STOCK	13.43M	SH	$1.75B 3.42%	0.00	13.02M	409.88K
MICROSOFT CORPOTR	COMMON STOCK	4.71M	SH	$1.60B 3.13%	0.00	4.51M	202.16K
APPLE INCOTR	COMMON STOCK	6.89M	SH	$1.34B 2.61%	0.00	6.36M	533.82K
NVIDIA CORPOTR	COMMON STOCK	1.71M	SH	$723.22M 1.41%	1.88K	1.64M	70.52K
SPDR S&P 500 ETFOTR	EQUITY OPTION	1.61M	SH	$715.63M 1.40%	0.00	1.61M	0.00
ADV MICRO DEVICEOTR	COMMON STOCK	5.33M	SH	$606.59M 1.18%	0.00	5.17M	160.10K
ACTIVISION BLIZZOTR	COMMON STOCK	6.20M	SH	$522.81M 1.02%	14.78K	6.12M	68.31K
META PLATFORMS-AOTR	COMMON STOCK	1.75M	SH	$501.13M 0.98%	0.00	1.68M	66.77K
INTUITIVE SURGICOTR	COMMON STOCK	1.42M	SH	$484.31M 0.95%	0.00	1.35M	68.63K
EDWARDS LIFEOTR	COMMON STOCK	4.56M	SH	$430.50M 0.84%	0.00	4.35M	213.03K
WALMART INCOTR	COMMON STOCK	2.54M	SH	$399.98M 0.78%	0.00	2.39M	155.13K
MCKESSON CORPOTR	COMMON STOCK	896.73K	SH	$383.18M 0.75%	0.00	888.55K	8.19K
ALPHABET INC-AOTR	COMMON STOCK	2.80M	SH	$335.03M 0.65%	0.00	2.68M	119.48K
GENERAL ELECTRICOTR	COMMON STOCK	2.96M	SH	$324.68M 0.63%	0.00	2.92M	37.20K
INTEL CORPOTR	COMMON STOCK	9.67M	SH	$323.47M 0.63%	0.00	9.27M	405.58K
BECTON DICKINSONOTR	COMMON STOCK	1.20M	SH	$315.77M 0.62%	0.00	1.16M	35.68K
SHOPIFY INC - AOTR	COMMON STOCK	4.60M	SH	$297.23M 0.58%	0.00	4.46M	140.40K
CVS HEALTH CORPOTR	COMMON STOCK	4.16M	SH	$287.91M 0.56%	0.00	4.02M	141.75K
JOHNSON&JOHNSONOTR	COMMON STOCK	1.72M	SH	$284.59M 0.56%	0.00	1.68M	35.70K
JP MORGAN CHASEOTR	COMMON STOCK	1.94M	SH	$282.64M 0.55%	8.12K	1.82M	120.14K
ISHARES-RUS 2000OTR	EQUITY OPTION	1.50M	SH	$280.83M 0.55%	0.00	1.50M	0.00
TESLA INCOTR	COMMON STOCK	1.07M	SH	$280.10M 0.55%	0.00	996.32K	73.70K
BANK NY MELLONOTR	COMMON STOCK	6.20M	SH	$276.24M 0.54%	89.21K	6.01M	106.97K
ALCON INCOTR	COMMON STOCK	3.27M	SH	$269.83M 0.53%	0.00	3.27M	0.00

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