MARSHALL WACE, LLP

Filed: 2/14/2023ACC: 0001318757-23-000002

📋 What this filing means

MARSHALL WACE, LLP filed this quarterly 13F‑HR report disclosing 2763 equity positions with a total reported market value of $44.46B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2763

Positions

$44.46B

Total AUM (reported)

2.01B

Total Shares

Allocation by class

COMMON STOCK$34.69B78.0%

EQUITY OPTION$4.69B10.6%

ADR$1.96B4.4%

REIT$931.38M2.1%

EQUITY WRT$930.22M2.1%

ETP$655.20M1.5%

CONVERTIBLE DEBT$486.34M1.1%

Portfolio Concentration

Top 3$1.91B4.3%

4–10$2.71B6.1%

11–25$4.38B9.9%

Rest$35.46B79.8%

Top 3 weight

4.3%

Top 10 weight

10.4%

Voting Authority Distribution

Total shares with voting rights: 2.01B

Sole

Full voting authority

495.02K

% of voting shares0.0%

Shared

Joint voting authority

% of voting shares99.2%

None

No voting authority

16.52M

% of voting shares0.8%

Investment Discretion (by position count)

Sole4

Shared0

Other2759

Dominant voting typeShared · 99.2% of voting shares

Institutional Holdings2763

Rows:

INVESCO QQQ TRUS

OTR

EQUITY OPTION

Shares2.42M

TypeSH

Market value$644.50M

1.45%

Sole

0.00

Shared

2.42M

None

0.00

APPLE INC

OTR

COMMON STOCK

Shares4.89M

TypeSH

Market value$634.90M

1.43%

Sole

0.00

Shared

4.48M

None

405.72K

AMAZON.COM INC

OTR

COMMON STOCK

Shares7.46M

TypeSH

Market value$626.57M

1.41%

Sole

0.00

Shared

7.11M

None

345.48K

MICROSOFT CORP

OTR

COMMON STOCK

Shares1.90M

TypeSH

Market value$454.76M

1.02%

Sole

0.00

Shared

1.73M

None

170.56K

ISHARES-RUS 2000

OTR

EQUITY OPTION

Shares2.45M

TypeSH

Market value$426.73M

0.96%

Sole

0.00

Shared

2.45M

None

0.00

CIGNA CORP

OTR

COMMON STOCK

Shares1.22M

TypeSH

Market value$405.19M

0.91%

Sole

0.00

Shared

1.21M

None

13.95K

GILEAD SCIENCES

OTR

COMMON STOCK

Shares4.43M

TypeSH

Market value$380.31M

0.86%

Sole

0.00

Shared

4.25M

None

178.89K

VISA INC-CLASS A

OTR

COMMON STOCK

Shares1.70M

TypeSH

Market value$353.82M

0.80%

Sole

0.00

Shared

1.62M

None

85.47K

BIOGEN INC

OTR

COMMON STOCK

Shares1.24M

TypeSH

Market value$344.53M

0.77%

Sole

0.00

Shared

1.23M

None

15.13K

MCKESSON CORP

OTR

COMMON STOCK

Shares914.26K

TypeSH

Market value$342.96M

0.77%

Sole

0.00

Shared

888.39K

None

25.87K

SPDR S&P 500 ETF

OTR

EQUITY OPTION

Shares882.20K

TypeSH

Market value$337.38M

0.76%

Sole

0.00

Shared

882.20K

None

0.00

NIKE INC -CL B

OTR

COMMON STOCK

Shares2.85M

TypeSH

Market value$332.90M

0.75%

Sole

0.00

Shared

2.71M

None

134.76K

CHEVRON CORP

OTR

COMMON STOCK

Shares1.85M

TypeSH

Market value$331.65M

0.75%

Sole

0.00

Shared

1.73M

None

113.94K

LULULEMON ATH

OTR

COMMON STOCK

Shares1.01M

TypeSH

Market value$322.75M

0.73%

Sole

0.00

Shared

980.58K

None

26.81K

EXXON MOBIL CORP

OTR

COMMON STOCK

Shares2.93M

TypeSH

Market value$322.65M

0.73%

Sole

0.00

Shared

2.77M

None

153.88K

EDWARDS LIFE

OTR

COMMON STOCK

Shares4.15M

TypeSH

Market value$309.93M

0.70%

Sole

0.00

Shared

3.96M

None

192.50K

BANK OF AMERICA

OTR

COMMON STOCK

Shares9.01M

TypeSH

Market value$298.33M

0.67%

Sole

0.00

Shared

8.28M

None

726.23K

CITIGROUP INC

OTR

COMMON STOCK

Shares6.32M

TypeSH

Market value$285.78M

0.64%

Sole

0.00

Shared

5.89M

None

433.12K

ACTIVISION BLIZZ

OTR

COMMON STOCK

Shares3.72M

TypeSH

Market value$284.89M

0.64%

Sole

27.39K

Shared

3.67M

None

21.14K

NVIDIA CORP

OTR

COMMON STOCK

Shares1.86M

TypeSH

Market value$271.30M

0.61%

Sole

0.00

Shared

1.75M

None

104.62K

ALIBABA GRP-ADR

OTR

ADR

Shares3.07M

TypeSH

Market value$270.81M

0.61%

Sole

0.00

Shared

3.07M

None

0.00

BOSTON SCIENTIFC

OTR

COMMON STOCK

Shares5.82M

TypeSH

Market value$269.38M

0.61%

Sole

0.00

Shared

5.78M

None

37.70K

VERIZON COMMUNIC

OTR

COMMON STOCK

Shares6.62M

TypeSH

Market value$260.83M

0.59%

Sole

0.00

Shared

6.05M

None

571.20K

SHOPIFY INC - A

OTR

COMMON STOCK

Shares7.11M

TypeSH

Market value$246.73M

0.55%

Sole

0.00

Shared

6.86M

None

249.66K

PINDUODUO IN-ADR

OTR

ADR

Shares2.88M

TypeSH

Market value$235.15M

0.53%

Sole

0.00

Shared

2.87M

None

15K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
INVESCO QQQ TRUSOTR	EQUITY OPTION	2.42M	SH	$644.50M 1.45%	0.00	2.42M	0.00
APPLE INCOTR	COMMON STOCK	4.89M	SH	$634.90M 1.43%	0.00	4.48M	405.72K
AMAZON.COM INCOTR	COMMON STOCK	7.46M	SH	$626.57M 1.41%	0.00	7.11M	345.48K
MICROSOFT CORPOTR	COMMON STOCK	1.90M	SH	$454.76M 1.02%	0.00	1.73M	170.56K
ISHARES-RUS 2000OTR	EQUITY OPTION	2.45M	SH	$426.73M 0.96%	0.00	2.45M	0.00
CIGNA CORPOTR	COMMON STOCK	1.22M	SH	$405.19M 0.91%	0.00	1.21M	13.95K
GILEAD SCIENCESOTR	COMMON STOCK	4.43M	SH	$380.31M 0.86%	0.00	4.25M	178.89K
VISA INC-CLASS AOTR	COMMON STOCK	1.70M	SH	$353.82M 0.80%	0.00	1.62M	85.47K
BIOGEN INCOTR	COMMON STOCK	1.24M	SH	$344.53M 0.77%	0.00	1.23M	15.13K
MCKESSON CORPOTR	COMMON STOCK	914.26K	SH	$342.96M 0.77%	0.00	888.39K	25.87K
SPDR S&P 500 ETFOTR	EQUITY OPTION	882.20K	SH	$337.38M 0.76%	0.00	882.20K	0.00
NIKE INC -CL BOTR	COMMON STOCK	2.85M	SH	$332.90M 0.75%	0.00	2.71M	134.76K
CHEVRON CORPOTR	COMMON STOCK	1.85M	SH	$331.65M 0.75%	0.00	1.73M	113.94K
LULULEMON ATHOTR	COMMON STOCK	1.01M	SH	$322.75M 0.73%	0.00	980.58K	26.81K
EXXON MOBIL CORPOTR	COMMON STOCK	2.93M	SH	$322.65M 0.73%	0.00	2.77M	153.88K
EDWARDS LIFEOTR	COMMON STOCK	4.15M	SH	$309.93M 0.70%	0.00	3.96M	192.50K
BANK OF AMERICAOTR	COMMON STOCK	9.01M	SH	$298.33M 0.67%	0.00	8.28M	726.23K
CITIGROUP INCOTR	COMMON STOCK	6.32M	SH	$285.78M 0.64%	0.00	5.89M	433.12K
ACTIVISION BLIZZOTR	COMMON STOCK	3.72M	SH	$284.89M 0.64%	27.39K	3.67M	21.14K
NVIDIA CORPOTR	COMMON STOCK	1.86M	SH	$271.30M 0.61%	0.00	1.75M	104.62K
ALIBABA GRP-ADROTR	ADR	3.07M	SH	$270.81M 0.61%	0.00	3.07M	0.00
BOSTON SCIENTIFCOTR	COMMON STOCK	5.82M	SH	$269.38M 0.61%	0.00	5.78M	37.70K
VERIZON COMMUNICOTR	COMMON STOCK	6.62M	SH	$260.83M 0.59%	0.00	6.05M	571.20K
SHOPIFY INC - AOTR	COMMON STOCK	7.11M	SH	$246.73M 0.55%	0.00	6.86M	249.66K
PINDUODUO IN-ADROTR	ADR	2.88M	SH	$235.15M 0.53%	0.00	2.87M	15K

Page 1 of 111

…