MARSHALL & STERLING WEALTH ADVISORS INC.

Filed: 10/28/2026ACC: 0002056315-26-000005

📋 What this filing means

MARSHALL & STERLING WEALTH ADVISORS INC. filed this quarterly 13F‑HR report disclosing 369 equity positions with a total reported market value of $174.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

369

Positions

$174.66M

Total AUM (reported)

2.59M

Total Shares

Allocation by class

MF CLOSED AND MF OPEN$146.53M83.9%

COMMON STOCK$28.09M16.1%

OIL & GAS, REAL ESTATE AND REIT$37.7K0.0%

RIGHTS AND BEARER WARRANTS; WARRANTS (EXCEPT BEARER)$2.0K0.0%

Portfolio Concentration

Top 3$35.47M20.3%

4–10$38.49M22.0%

11–25$44.25M25.3%

Rest$56.45M32.3%

Top 3 weight

20.3%

Top 10 weight

42.3%

Voting Authority Distribution

Total shares with voting rights: 2.59M

Sole

Full voting authority

24.44K

% of voting shares0.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.57M

% of voting shares99.1%

Investment Discretion (by position count)

Sole369

Shared0

Other0

Dominant voting typeNone · 99.1% of voting shares

Institutional Holdings369

Rows:

WISDOMTREE US

SOLE

MF Closed and MF Open

Shares128.89K

TypeSH

Market value$12.53M

7.18%

Sole

2.07K

Shared

0.00

None

126.82K

VANGUARD INTERMEDIATE

SOLE

MF Closed and MF Open

Shares153.79K

TypeSH

Market value$12.04M

6.90%

Sole

731.00

Shared

0.00

None

153.06K

NEOS S&P

SOLE

MF Closed and MF Open

Shares204.95K

TypeSH

Market value$10.90M

6.24%

Sole

1.45K

Shared

0.00

None

203.50K

FIDELITY HIGH

SOLE

MF Closed and MF Open

Shares108.52K

TypeSH

Market value$6.59M

3.77%

Sole

715.00

Shared

0.00

None

107.80K

VANGUARD INFORMATION

SOLE

MF Closed and MF Open

Shares45.75K

TypeSH

Market value$5.75M

3.29%

Sole

742.00

Shared

0.00

None

45.01K

SWAN HEDGED

SOLE

MF Closed and MF Open

Shares204.89K

TypeSH

Market value$5.50M

3.15%

Sole

3.69K

Shared

0.00

None

201.21K

VANGUARD MORNINGSTAR

SOLE

MF Closed and MF Open

Shares69.15K

TypeSH

Market value$5.42M

3.10%

Sole

1.15K

Shared

0.00

None

68K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares24.95K

TypeSH

Market value$5.19M

2.97%

Sole

28.00

Shared

0.00

None

24.92K

ISHARES MSCI

SOLE

MF Closed and MF Open

Shares60.61K

TypeSH

Market value$5.17M

2.96%

Sole

74.00

Shared

0.00

None

60.53K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares35.14K

TypeSH

Market value$4.86M

2.78%

Sole

44.00

Shared

0.00

None

35.09K

CONVERGENCE LONG

SOLE

MF Closed and MF Open

Shares142.88K

TypeSH

Market value$4.86M

2.78%

Sole

2.51K

Shared

0.00

None

140.37K

VANGUARD MORNINGSTAR

SOLE

MF Closed and MF Open

Shares50.98K

TypeSH

Market value$4.59M

2.63%

Sole

212.00

Shared

0.00

None

50.77K

TORTOISE NORTH

SOLE

MF Closed and MF Open

Shares108.59K

TypeSH

Market value$4.33M

2.48%

Sole

560.00

Shared

0.00

None

108.03K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares62.94K

TypeSH

Market value$3.84M

2.20%

Sole

76.00

Shared

0.00

None

62.86K

STATE STREET

SOLE

MF Closed and MF Open

Shares56.43K

TypeSH

Market value$3.80M

2.17%

Sole

1.02K

Shared

0.00

None

55.41K

U S TREASURY

SOLE

MF Closed and MF Open

Shares64.25K

TypeSH

Market value$3.04M

1.74%

Sole

0.00

Shared

0.00

None

64.25K

NEOS RUSSELL

SOLE

MF Closed and MF Open

Shares61.97K

TypeSH

Market value$3.03M

1.74%

Sole

458.00

Shared

0.00

None

61.51K

INVESCO MSCI

SOLE

MF Closed and MF Open

Shares49.93K

TypeSH

Market value$2.74M

1.57%

Sole

370.00

Shared

0.00

None

49.56K

APPLE INC

SOLE

Common Stock

Shares6.97K

TypeSH

Market value$2.32M

1.33%

Sole

439.00

Shared

0.00

None

6.53K

ISHARES AEROSPACE

SOLE

MF Closed and MF Open

Shares10.57K

TypeSH

Market value$2.19M

1.25%

Sole

166.00

Shared

0.00

None

10.41K

F/M U S

SOLE

MF Closed and MF Open

Shares41.18K

TypeSH

Market value$2.05M

1.18%

Sole

0.00

Shared

0.00

None

41.18K

STATE STREET

SOLE

MF Closed and MF Open

Shares63.81K

TypeSH

Market value$1.97M

1.13%

Sole

501.00

Shared

0.00

None

63.31K

HARBOR COMMODITY

SOLE

MF Closed and MF Open

Shares55.19K

TypeSH

Market value$1.95M

1.11%

Sole

74.00

Shared

0.00

None

55.11K

VICTORYSHARES SHORT

SOLE

MF Closed and MF Open

Shares37.48K

TypeSH

Market value$1.87M

1.07%

Sole

135.00

Shared

0.00

None

37.35K

STATE STREET

SOLE

MF Closed and MF Open

Shares2.17K

TypeSH

Market value$1.66M

0.95%

Sole

0.00

Shared

0.00

None

2.17K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
WISDOMTREE USSOLE	MF Closed and MF Open	128.89K	SH	$12.53M 7.18%	2.07K	126.82K
VANGUARD INTERMEDIATESOLE	MF Closed and MF Open	153.79K	SH	$12.04M 6.90%	731.00	153.06K
NEOS S&PSOLE	MF Closed and MF Open	204.95K	SH	$10.90M 6.24%	1.45K	203.50K
FIDELITY HIGHSOLE	MF Closed and MF Open	108.52K	SH	$6.59M 3.77%	715.00	107.80K
VANGUARD INFORMATIONSOLE	MF Closed and MF Open	45.75K	SH	$5.75M 3.29%	742.00	45.01K
SWAN HEDGEDSOLE	MF Closed and MF Open	204.89K	SH	$5.50M 3.15%	3.69K	201.21K
VANGUARD MORNINGSTARSOLE	MF Closed and MF Open	69.15K	SH	$5.42M 3.10%	1.15K	68K
INVESCO S&PSOLE	MF Closed and MF Open	24.95K	SH	$5.19M 2.97%	28.00	24.92K
ISHARES MSCISOLE	MF Closed and MF Open	60.61K	SH	$5.17M 2.96%	74.00	60.53K
INVESCO S&PSOLE	MF Closed and MF Open	35.14K	SH	$4.86M 2.78%	44.00	35.09K
CONVERGENCE LONGSOLE	MF Closed and MF Open	142.88K	SH	$4.86M 2.78%	2.51K	140.37K
VANGUARD MORNINGSTARSOLE	MF Closed and MF Open	50.98K	SH	$4.59M 2.63%	212.00	50.77K
TORTOISE NORTHSOLE	MF Closed and MF Open	108.59K	SH	$4.33M 2.48%	560.00	108.03K
INVESCO S&PSOLE	MF Closed and MF Open	62.94K	SH	$3.84M 2.20%	76.00	62.86K
STATE STREETSOLE	MF Closed and MF Open	56.43K	SH	$3.80M 2.17%	1.02K	55.41K
U S TREASURYSOLE	MF Closed and MF Open	64.25K	SH	$3.04M 1.74%	0.00	64.25K
NEOS RUSSELLSOLE	MF Closed and MF Open	61.97K	SH	$3.03M 1.74%	458.00	61.51K
INVESCO MSCISOLE	MF Closed and MF Open	49.93K	SH	$2.74M 1.57%	370.00	49.56K
APPLE INCSOLE	Common Stock	6.97K	SH	$2.32M 1.33%	439.00	6.53K
ISHARES AEROSPACESOLE	MF Closed and MF Open	10.57K	SH	$2.19M 1.25%	166.00	10.41K
F/M U SSOLE	MF Closed and MF Open	41.18K	SH	$2.05M 1.18%	0.00	41.18K
STATE STREETSOLE	MF Closed and MF Open	63.81K	SH	$1.97M 1.13%	501.00	63.31K
HARBOR COMMODITYSOLE	MF Closed and MF Open	55.19K	SH	$1.95M 1.11%	74.00	55.11K
VICTORYSHARES SHORTSOLE	MF Closed and MF Open	37.48K	SH	$1.87M 1.07%	135.00	37.35K
STATE STREETSOLE	MF Closed and MF Open	2.17K	SH	$1.66M 0.95%	0.00	2.17K

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