MARSHALL ALLAN enters UPEXI, INC. with 2.53M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/24/2021ACC: 0001477932-21-004238
DirectorOfficer10% Owner· CEO
2.53M
Baseline shares
100% direct
2.53M
Direct ownership
1 position
1.11M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned2.53M
Total
2.53M direct2.53M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.53M | Direct |
| Total | 2.53M | 2.53M direct |
Derivative Holdings2
Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
277.78K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Employee Stock Option Grant
DirectUnderlying security
Common Stock
Underlying shares
833.33K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.11M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Preferred Stock Direct | Common Stock | — | — | 277.78K | N/A | |
| Employee Stock Option Grant Direct | Common Stock | — | — | 833.33K | N/A | |
| Total | 1.11M | 0.00 | ||||