MARKS HOWARD S (Co-Chairman) reported 2 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC

Review the transaction codes below to understand the nature of each event.

MARKS HOWARD S

Filed: 10/2/2019ACC: 0000899243-19-024700

InsiderMARKS HOWARD SCIK 1372705

→

IssuerBROOKFIELD OAKTREE HOLDINGS, LLCCIK 1403528

DirectorOfficer· Co-Chairman

Since Aug 2018

-15.17M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

15.17M disposed

Non-Derivative Transactions2

Class A Units

Direct

D · Disposition

−101.83K

Price / share

—

Trade value

—

% of position

New position

9/30/2019

101.83K→0.00

Class A Units

Indirect

D · Disposition

−13K

Price / share

—

Trade value

—

% of position

New position

9/30/2019

13K→0.00

Total

Net shares

−114.83K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Units Direct	9/30/2019	D · Disposition	−101.83K	—	—	New position	101.83K	0.00
Class A Units Indirect	9/30/2019	D · Disposition	−13K	—	—	New position	13K	0.00
Total			−114.83K		$0.00

Derivative Transactions6

OCGH Units

Direct

D · Disposition

Converts to

Class A Units

2.29M shares

−2.29M

Strike price

Held after

9.15M

Exercisable

—

9/30/2019

OCGH Units

Direct

D · Disposition

Converts to

Class A Units

9.15M shares

−9.15M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

349.49K shares

−349.49K

Strike price

Held after

1.40M

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

1.40M shares

−1.40M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

374.76K shares

−374.76K

Strike price

Held after

1.50M

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

1.50M shares

−1.50M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
OCGH Units Direct	Class A Units2.29M shares	9/30/2019	D · Disposition	−2.29M	—	9.15M
OCGH Units Direct	Class A Units9.15M shares	9/30/2019	D · Disposition	−9.15M	—	0.00
OCGH Units Indirect	Class A Units349.49K shares	9/30/2019	D · Disposition	−349.49K	—	1.40M
OCGH Units Indirect	Class A Units1.40M shares	9/30/2019	D · Disposition	−1.40M	—	0.00
OCGH Units Indirect	Class A Units374.76K shares	9/30/2019	D · Disposition	−374.76K	—	1.50M
OCGH Units Indirect	Class A Units1.50M shares	9/30/2019	D · Disposition	−1.50M	—	0.00