MARKS HOWARD S (Co-Chairman) exercised options at BROOKFIELD OAKTREE HOLDINGS, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/17/2019ACC: 0000899243-19-014042
DirectorOfficer· Co-Chairman
Since Aug 2018
-612.24K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
612.24K acquired · 1.22M disposed
Non-Derivative Transactions2
Class A Units
Direct
Shares
+612.24K
Price / share
—
Trade value
—
% of position
601.3%
5/15/2019
101.83K→714.07K
Class A Units
Direct
Shares
−612.24K
Price / share
—
Trade value
—
% of position
85.7%
5/16/2019
714.07K→101.83K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 5/15/2019 | M · Option Exercise | +612.24K | — | — | 601.3% | 101.83K | 714.07K |
| Class A Units Direct | 5/16/2019 | G · Gift | −612.24K | — | — | 85.7% | 714.07K | 101.83K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Direct
Converts to
Class A Units
612.24K shares
Shares
−612.24K
Strike price
Held after
15.06M
Exercisable
—
5/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units612.24K shares | 5/15/2019 | M · Option Exercise | −612.24K | — | 15.06M |
Non-Derivative Holdings (Post-Transaction)1
Class A Units
IndirectShares owned13K
Total
13K indirect13K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Units | 13K | Indirect |
| Total | 13K | 13K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported