MARKS HOWARD S (Co-Chairman) exercised options at BROOKFIELD OAKTREE HOLDINGS, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/10/2018ACC: 0000899243-18-022063
DirectorOfficer· Co-Chairman
Since Aug 2018
-120.80K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
120.80K acquired · 241.60K disposed
Non-Derivative Transactions6
Class A Units
Direct
Shares
+120.80K
Price / share
—
Trade value
—
% of position
118.6%
8/8/2018
101.83K→222.63K
Class A Units
Direct
Shares
−38.66K
Price / share
—
Trade value
—
% of position
17.4%
8/9/2018
222.63K→183.97K
Class A Units
Direct
Shares
−36.24K
Price / share
—
Trade value
—
% of position
19.7%
8/9/2018
183.97K→147.73K
Class A Units
Direct
Shares
−24.16K
Price / share
—
Trade value
—
% of position
16.4%
8/9/2018
147.73K→123.57K
Class A Units
Direct
Shares
−12.08K
Price / share
—
Trade value
—
% of position
9.8%
8/9/2018
123.57K→111.49K
Class A Units
Direct
Shares
−9.66K
Price / share
—
Trade value
—
% of position
8.7%
8/9/2018
111.49K→101.83K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 8/8/2018 | M · Option Exercise | +120.80K | — | — | 118.6% | 101.83K | 222.63K |
| Class A Units Direct | 8/9/2018 | G · Gift | −38.66K | — | — | 17.4% | 222.63K | 183.97K |
| Class A Units Direct | 8/9/2018 | G · Gift | −36.24K | — | — | 19.7% | 183.97K | 147.73K |
| Class A Units Direct | 8/9/2018 | G · Gift | −24.16K | — | — | 16.4% | 147.73K | 123.57K |
| Class A Units Direct | 8/9/2018 | G · Gift | −12.08K | — | — | 9.8% | 123.57K | 111.49K |
| Class A Units Direct | 8/9/2018 | G · Gift | −9.66K | — | — | 8.7% | 111.49K | 101.83K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Direct
Converts to
Class A Units
120.80K shares
Shares
−120.80K
Strike price
Held after
16.81M
Exercisable
—
8/8/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units120.80K shares | 8/8/2018 | M · Option Exercise | −120.80K | — | 16.81M |
Non-Derivative Holdings (Post-Transaction)1
Class A Units
IndirectShares owned13K
Total
13K indirect13K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Units | 13K | Indirect |
| Total | 13K | 13K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported