MARIUS FREDERICK S (Chief Legal Officer) exercised options at MIRROR MERGER SUB 2, LLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

MARIUS FREDERICK S

Filed: 1/15/2021ACC: 0001225208-21-000830

InsiderMARIUS FREDERICK SCIK 1417861

→

IssuerMIRROR MERGER SUB 2, LLCCIK 350797

Officer· Chief Legal Officer

Since Nov 2018

0.00

Net shares

Net seller

$399.9K

Total acquired

Open market trades

0B · 0S

Total transactions

11.37K acquired · 11.37K disposed

Non-Derivative Transactions4

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+3.54K

Price / share

$28.23

Trade value

$99.98K

% of position

9.6%

1/14/2021

36.95K→40.49K

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+2.72K

Price / share

$36.71

Trade value

$100K

% of position

6.7%

1/14/2021

40.49K→43.22K

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+2.72K

Price / share

$36.76

Trade value

$99.99K

% of position

6.3%

1/14/2021

43.22K→45.94K

Eaton Vance Corp. Non-voting Common Stock

Direct

M · Option Exercise

+2.39K

Price / share

$41.90

Trade value

$99.97K

% of position

5.2%

1/14/2021

45.94K→48.32K

Total

Net shares

+11.37K

Net value

$399.94K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Eaton Vance Corp. Non-voting Common Stock Direct	1/14/2021	M · Option Exercise	+3.54K	$28.23	$99.98K	9.6%	36.95K	40.49K
Eaton Vance Corp. Non-voting Common Stock Direct	1/14/2021	M · Option Exercise	+2.72K	$36.71	$100K	6.7%	40.49K	43.22K
Eaton Vance Corp. Non-voting Common Stock Direct	1/14/2021	M · Option Exercise	+2.72K	$36.76	$99.99K	6.3%	43.22K	45.94K
Eaton Vance Corp. Non-voting Common Stock Direct	1/14/2021	M · Option Exercise	+2.39K	$41.90	$99.97K	5.2%	45.94K	48.32K
Total			+11.37K		$399.94K

Derivative Transactions4

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

3.54K shares

−3.54K

Strike price

28.2270

Held after

5.13K

Exercisable

—

1/14/2021

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

2.39K shares

−2.39K

Strike price

41.9000

Held after

10.24K

Exercisable

—

1/14/2021

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

2.72K shares

−2.72K

Strike price

36.7600

Held after

25.88K

Exercisable

—

1/14/2021

Option (right to buy)

Direct

M · Option Exercise

Converts to

Eaton Vance Corp. Non-voting Common Stock

2.72K shares

−2.72K

Strike price

36.7100

Held after

21.80K

Exercisable

—

1/14/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock3.54K shares	1/14/2021	M · Option Exercise	−3.54K	28.2270	—	5.13K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock2.39K shares	1/14/2021	M · Option Exercise	−2.39K	41.9000	—	10.24K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock2.72K shares	1/14/2021	M · Option Exercise	−2.72K	36.7600	—	25.88K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock2.72K shares	1/14/2021	M · Option Exercise	−2.72K	36.7100	—	21.80K

Non-Derivative Holdings (Post-Transaction)2

Eaton Vance Corp. Common Stock (Voting)

Indirect

Shares owned18.62K

Voting Trust Receipt

Direct

Shares owned18.62K

Total

18.62K direct·18.62K indirect37.25K

Security Title	Shares Owned	Ownership Type
Eaton Vance Corp. Common Stock (Voting)	18.62K	Indirect
Voting Trust Receipt	18.62K	Direct
Total	37.25K	18.62K direct·18.62K indirect

Derivative Holdings (Post-Transaction)5

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

20.84K

Shares owned

20.84K

Exercise price

50.6700

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

34.60K

Shares owned

34.60K

Exercise price

34.8400

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

13.47K

Shares owned

13.47K

Exercise price

0.0000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

28.83K

Shares owned

28.83K

Exercise price

45.5000

Expiration

—

Exercise window

—

Option (right to buy)

Direct

Underlying security

Eaton Vance Corp. Non-voting Common Stock

Underlying shares

30.02K

Shares owned

30.02K

Exercise price

46.1500

Expiration

—

Exercise window

—

Total

Underlying

127.76K

Owned

127.76K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	50.6700	—	—	20.84K	20.84K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	34.8400	—	—	34.60K	34.60K
Restricted Stock Unit Direct	Eaton Vance Corp. Non-voting Common Stock	0.0000	—	—	13.47K	13.47K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	45.5000	—	—	28.83K	28.83K
Option (right to buy) Direct	Eaton Vance Corp. Non-voting Common Stock	46.1500	—	—	30.02K	30.02K
Total					127.76K	127.76K