MARISCHEN JAMES M (Chief Financial Officer) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2026ACC: 0001193125-26-035707
Officer· Chief Financial Officer
Since Feb 2026
-691.00
Net shares
Net seller
$87.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.57K acquired · 2.26K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.57K
Price / share
—
Trade value
—
% of position
2.2%
1/30/2026
69.76K→71.33K
Common Stock
Direct
Shares
−691.00
Price / share
$126.24
Trade value
$87.23K
% of position
1.0%
1/30/2026
71.33K→70.63K
Total
Net shares
+877.00
Net value
-$87.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2026 | M · Option Exercise | +1.57K | — | — | 2.2% | 69.76K | 71.33K |
| Common Stock Direct | 1/30/2026 | F · Tax Withholding | −691.00 | $126.24 | $87.23K | 1.0% | 71.33K | 70.63K |
| Total | +877.00 | -$87.23K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
1.57K shares
Shares
−1.57K
Strike price
0
Held after
17.55K
Exercisable
—
1/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock1.57K shares | 1/30/2026 | M · Option Exercise | −1.57K | 0 | — | 17.55K |