MARISCHEN JAMES M (Chief Financial Officer) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/15/2026ACC: 0001193125-26-014199
Officer· Chief Financial Officer
Since Feb 2026
-5.75K
Net shares
Net seller
$719.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
12.05K acquired · 17.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12.05K
Price / share
—
Trade value
—
% of position
19.0%
1/13/2026
63.45K→75.51K
Common Stock
Direct
Shares
−5.75K
Price / share
$125.22
Trade value
$719.89K
% of position
7.6%
1/13/2026
75.51K→69.76K
Total
Net shares
+6.31K
Net value
-$719.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/13/2026 | M · Option Exercise | +12.05K | — | — | 19.0% | 63.45K | 75.51K |
| Common Stock Direct | 1/13/2026 | F · Tax Withholding | −5.75K | $125.22 | $719.89K | 7.6% | 75.51K | 69.76K |
| Total | +6.31K | -$719.89K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
12.05K shares
Shares
−12.05K
Strike price
0
Held after
19.12K
Exercisable
—
1/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock12.05K shares | 1/13/2026 | M · Option Exercise | −12.05K | 0 | — | 19.12K |