MARIO FAMILY CREDIT LLC SERIES D reported 1 transaction at LIQUIDIA TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/1/2018ACC: 0001104659-18-048805
10% Owner
Since Jul 2018
-2M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
126.42K acquired · 2.13M disposed
Non-Derivative Transactions1
Common stock
Direct
Shares
+107.79K
Price / share
—
Trade value
—
% of position
New position
7/30/2018
0.00→107.79K
Total
Net shares
+107.79K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock Direct | 7/30/2018 | C · Conversion | +107.79K | — | — | New position | 0.00 | 107.79K |
| Total | +107.79K | $0.00 | ||||||
Derivative Transactions3
Warrant to purchase Series D Preferred Stock
Direct
Converts to
Series D Preferred Stock
313.50K shares
Shares
−313.50K
Strike price
0.01
Held after
0.00
Exercisable
—
7/30/2018
Warrant to purchase Common Stock
Direct
Converts to
Common Stock
18.63K shares
Shares
+18.63K
Strike price
0.01
Held after
18.63K
Exercisable
—
7/30/2018
Series D Preferred Stock
Direct
Converts to
Common Stock
107.79K shares
Shares
−1.81M
Strike price
Held after
0.00
Exercisable
—
7/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant to purchase Series D Preferred Stock Direct | Series D Preferred Stock313.50K shares | 7/30/2018 | J · J | −313.50K | 0.01 | — | 0.00 |
| Warrant to purchase Common Stock Direct | Common Stock18.63K shares | 7/30/2018 | J · J | +18.63K | 0.01 | — | 18.63K |
| Series D Preferred Stock Direct | Common Stock107.79K shares | 7/30/2018 | C · Conversion | −1.81M | — | 0.00 |