MARBAN LINDA (Chief Executive Officer) exercised options at CAPRICOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2025ACC: 0001415889-25-006986
DirectorOfficer· Chief Executive Officer
Since Aug 2019
-12.50K
Net shares
Net seller
$34.8K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
25K acquired · 37.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$1.39
Trade value
$34.75K
% of position
12.6%
3/3/2025
198.60K→223.60K
Common Stock
Direct
Shares
−12.50K
Price / share
—
Trade value
—
% of position
5.6%
3/5/2025
223.60K→211.10K
Total
Net shares
+12.50K
Net value
$34.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/3/2025 | M · Option Exercise | +25K | $1.39 | $34.75K | 12.6% | 198.60K | 223.60K |
| Common Stock Direct | 3/5/2025 | J · J | −12.50K | — | — | 5.6% | 223.60K | 211.10K |
| Total | +12.50K | $34.75K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
1.39
Held after
0.00
Exercisable
—
3/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock25K shares | 3/3/2025 | M · Option Exercise | −25K | 1.39 | — | 0.00 |