MANN PAUL ELLIOT enters POLARITYTE, INC. with 100K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/29/2018ACC: 0001493152-18-009456
Officer· Chief Financial Officer
Since Sep 2018
100K
Baseline shares
100% direct
100K
Direct ownership
1 position
350K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned100K
Total
100K direct100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Direct |
| Total | 100K | 100K direct |
Derivative Holdings1
Employee Stock Option (Right to Buy)
DirectUnderlying security
Common stock
Underlying shares
350K
Shares owned
N/A
Exercise price
31.88
Expiration
—
Exercise window
—
Total
Underlying
350K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common stock | 31.88 | — | — | 350K | N/A |
| Total | 350K | 0.00 | ||||