MALONE MICHAEL

PrivateCIK: 1525225
Location

PORT TOWNSEND, WA

MALONE MICHAEL (Chief Financial Officer) exercised options at SRAX, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderMALONE MICHAELCIK 1525225
IssuerSRAX, INC.CIK 1538217
Officer· Chief Financial Officer
Since Jan 2022
+27.54K
Net shares
Net buyer
$331.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
201.29K acquired · 173.75K disposed
Non-Derivative Transactions4

Series A Non-Voting Preferred Stock

Direct
J · J

Shares

+1.29K

Price / share

Trade value

% of position

New position
9/27/2021
0.001.29K

Class A Common Stock

Direct
M · Option Exercise

Shares

+100K

Price / share

$2.56

Trade value

$256K

% of position

7739.9%
12/31/2021
1.29K101.29K

Class A Common Stock

Direct
F · Tax Withholding

Shares

57.02K

Price / share

$4.49

Trade value

$256K

% of position

56.3%
12/31/2021
101.29K44.28K

Class A Common Stock

Direct
F · Tax Withholding

Shares

16.73K

Price / share

$4.49

Trade value

$75.13K

% of position

37.8%
12/31/2021
44.28K27.54K
Total

Net shares

+27.54K

Net value

-$75.13K

Derivative Transactions2

Class A Common Stock Purchase Option

Direct
M · Option Exercise
Converts to

Class A common Stock

100K shares

Shares

100K

Strike price

2.56

Held after

0.00

Exercisable

12/15/2018

Class A Common Stock Purchase Option

Direct
A · Award
Converts to

Class A Common Stock

100K shares

Shares

+100K

Strike price

4.25

Held after

100K

Exercisable

1/6/2022
MALONE MICHAEL — Insider Transaction (Form 4) Filed Feb 4, 2022 | Finecho