MALONE MARK D. enters RHINEBECK BANCORP, INC. with 4.67K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/15/2023ACC: 0001437749-23-025974
Officer· Chief Retail Officer
Since Sep 2023
4.67K
Baseline shares
35% direct
1.64K
Direct ownership
1 position
7K
Derivative underlying
1 instrument
3
Security positions
3.04K indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned1.64K
Common Stock
IndirectShares owned1.50K
Common Stock
IndirectShares owned1.54K
Total
1.64K direct·3.04K indirect4.67K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.64K | Direct |
| Common Stock | 1.50K | Indirect |
| Common Stock | 1.54K | Indirect |
| Total | 4.67K | 1.64K direct·3.04K indirect |
Derivative Holdings1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
7K
Shares owned
N/A
Exercise price
6.5700
Expiration
—
Exercise window
—
Total
Underlying
7K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 6.5700 | — | — | 7K | N/A |
| Total | 7K | 0.00 | ||||