MALM JOSHUA (Chief Financial Officer) exercised options at 5E ADVANCED MATERIALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/15/2026ACC: 0002025901-26-000007
Officer· Chief Financial Officer
Since Mar 2026
-1.23K
Net shares
Net seller
$1.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
4.26K acquired · 5.49K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.26K
Price / share
—
Trade value
—
% of position
82.3%
9/15/2026
5.17K→9.44K
Common Stock
Direct
Shares
−1.23K
Price / share
$1.26
Trade value
$1.54K
% of position
13.0%
9/15/2026
9.44K→8.21K
Total
Net shares
+3.04K
Net value
-$1.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2026 | M · Option Exercise | +4.26K | — | — | 82.3% | 5.17K | 9.44K |
| Common Stock Direct | 9/15/2026 | F · Tax Withholding | −1.23K | $1.26 | $1.54K | 13.0% | 9.44K | 8.21K |
| Total | +3.04K | -$1.54K | ||||||
Derivative Transactions1
Restricted Share Unit
Direct
Converts to
Common Stock
4.26K shares
Shares
−4.26K
Strike price
Held after
8.52K
Exercisable
—
9/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Unit Direct | Common Stock4.26K shares | 9/15/2026 | M · Option Exercise | −4.26K | — | 8.52K |