MALLMES JEFFREY enters QUANTUM ENERGY INC. with 7.58M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/25/2019ACC: 0001721868-19-000018
DirectorOfficer10% Owner· Prinicipal Executive Officer
Since Dec 2018
7.58M
Baseline shares
50% direct
3.81M
Direct ownership
1 position
333.33K
Derivative underlying
1 instrument
3
Security positions
3.77M indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned3.81M
Common Stock
IndirectShares owned1.77M
Common Stock
IndirectShares owned2M
Total
3.81M direct·3.77M indirect7.58M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.81M | Direct |
| Common Stock | 1.77M | Indirect |
| Common Stock | 2M | Indirect |
| Total | 7.58M | 3.81M direct·3.77M indirect |
Derivative Holdings1
Warrant
DirectUnderlying security
Common Stock
Underlying shares
333.33K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Total
Underlying
333.33K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock | 1.00 | — | — | 333.33K | N/A |
| Total | 333.33K | 0.00 | ||||