MALKIN ANTHONY E (Chairman and CEO) reported 1 transaction at EMPIRE STATE REALTY TRUST, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/9/2026ACC: 0001076484-26-000006
DirectorOfficer· Chairman and CEO
Since Mar 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.06M acquired · 3.06M disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+3.06M
Price / share
—
Trade value
—
% of position
New position
10/7/2026
0.00→3.06M
Total
Net shares
+3.06M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 10/7/2026 | C · Conversion | +3.06M | — | — | New position | 0.00 | 3.06M |
| Total | +3.06M | $0.00 | ||||||
Derivative Transactions1
LTIP Units
Direct
Converts to
Class A Common Stock
3.06M shares
Shares
−3.06M
Strike price
Held after
4.50M
Exercisable
—
10/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| LTIP Units Direct | Class A Common Stock3.06M shares | 10/7/2026 | C · Conversion | −3.06M | — | 4.50M |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned60.37K
Total
60.37K indirect60.37K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 60.37K | Indirect |
| Total | 60.37K | 60.37K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported