MALAMED ADAM SCOTT (Executive VP and COO) sold 97.5% of their position (3.90K shares) of LADENBURG THALMANN FINANCIAL SERVICES INC. on the open market
Open‑market sale worth $97.9K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
8.00% Series A Cumulative Redeemable Preferred Stock
Shares
−3.90K
Price / share
$25.10
Trade value
$97.90K
% of position
Common Stock
Shares
−1.61M
Price / share
$3.50
Trade value
$5.64M
% of position
Common Stock
Shares
−5K
Price / share
$3.50
Trade value
$17.50K
% of position
Net shares
−1.62M
Net value
-$5.76M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock Direct | 2/12/2020 | S · Sale | −3.90K | $25.10 | $97.90K | 97.5% | 4K | 100.00 |
| Common Stock Direct | 2/14/2020 | D · Disposition | −1.61M | $3.50 | $5.64M | New position | 1.61M | 0.00 |
| Common Stock Indirect | 2/14/2020 | D · Disposition | −5K | $3.50 | $17.50K | New position | 5K | 0.00 |
| Total | −1.62M | -$5.76M | ||||||
Stock Option (Right to Buy)
Common Stock
200K shares
Shares
−200K
Strike price
1.28
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
200K shares
Shares
−200K
Strike price
2.80
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
100K shares
Shares
−100K
Strike price
1.40
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
135K shares
Shares
−135K
Strike price
3.25
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
4.25
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
2.65
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock200K shares | 2/14/2020 | D · Disposition | −200K | 1.28 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock200K shares | 2/14/2020 | D · Disposition | −200K | 2.80 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock100K shares | 2/14/2020 | D · Disposition | −100K | 1.40 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock135K shares | 2/14/2020 | D · Disposition | −135K | 3.25 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 4.25 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 2.65 | — | 0.00 |