MAITLAND TRACY V (Chairman, President & CEO) sold 58.9% of their position (59.05K shares) of ADVENT CONVERTIBLE & INCOME FUND on the open market
Open‑market sale worth $690.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 7/18/2023ACC: 0001415889-23-011242
DirectorOfficerOther· Chairman, President & CEO
Since Aug 2018
-59.05K
Net shares
Net seller
$690.3K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
59.05K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−30K
Price / share
$11.68
Trade value
$350.31K
% of position
29.9%
7/14/2023
100.30K→70.30K
Common Stock
Indirect
Shares
−10K
Price / share
$11.68
Trade value
$116.78K
% of position
14.2%
7/17/2023
70.30K→60.30K
Common Stock
Direct
Shares
−19.05K
Price / share
$11.72
Trade value
$223.19K
% of position
31.6%
7/18/2023
60.30K→41.25K
Total
Net shares
−59.05K
Net value
-$690.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/14/2023 | S · Sale | −30K | $11.68 | $350.31K | 29.9% | 100.30K | 70.30K |
| Common Stock Indirect | 7/17/2023 | S · Sale | −10K | $11.68 | $116.78K | 14.2% | 70.30K | 60.30K |
| Common Stock Direct | 7/18/2023 | S · Sale | −19.05K | $11.72 | $223.19K | 31.6% | 60.30K | 41.25K |
| Total | −59.05K | -$690.28K | ||||||
Derivative Transactions0
No derivative transactions reported