MAIER PAUL KARL (President, Services Org.) reported 2 transactions at CONVERGEONE HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/4/2019ACC: 0001209191-19-002161
Officer· President, Services Org.
Since Aug 2018
-976.80K
Net shares
Net seller
$6.52M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
976.80K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−185.44K
Price / share
—
Trade value
—
% of position
50.0%
1/4/2019
370.87K→185.44K
Common Stock
Indirect
Shares
−521.37K
Price / share
$12.50
Trade value
$6.52M
% of position
New position
1/4/2019
521.37K→0.00
Total
Net shares
−706.80K
Net value
-$6.52M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 1/4/2019 | J · J | −185.44K | — | — | 50.0% | 370.87K | 185.44K |
| Common Stock Indirect | 1/4/2019 | D · Disposition | −521.37K | $12.50 | $6.52M | New position | 521.37K | 0.00 |
| Total | −706.80K | -$6.52M | ||||||
Derivative Transactions3
Stock Option ( Right to Buy)
Direct
Converts to
Common Shares
135K shares
Shares
−135K
Strike price
9.24
Held after
0.00
Exercisable
—
1/4/2019
Stock Option ( Right to Buy)
Direct
Converts to
Common Stock
67.50K shares
Shares
−67.50K
Strike price
12.24
Held after
0.00
Exercisable
—
1/4/2019
Stock Option ( Right to Buy)
Direct
Converts to
Common Stock
67.50K shares
Shares
−67.50K
Strike price
15.24
Held after
0.00
Exercisable
—
1/4/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option ( Right to Buy) Direct | Common Shares135K shares | 1/4/2019 | D · Disposition | −135K | 9.24 | — | 0.00 |
| Stock Option ( Right to Buy) Direct | Common Stock67.50K shares | 1/4/2019 | D · Disposition | −67.50K | 12.24 | — | 0.00 |
| Stock Option ( Right to Buy) Direct | Common Stock67.50K shares | 1/4/2019 | D · Disposition | −67.50K | 15.24 | — | 0.00 |