MAGGIORE CHRISTOPHER D. exercised options at ZIVO BIOSCIENCE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/1/2020ACC: 0001078782-20-000935
Director10% Owner
Since Jul 2018
+453.70K
Net shares
Net buyer
$5.1K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
750K acquired · 296.30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
$0.10
Trade value
$25K
% of position
0.6%
9/9/2020
40.70M→40.95M
Common Stock
Direct
Shares
−46.30K
Price / share
$0.11
Trade value
$5.09K
% of position
0.1%
9/9/2020
40.95M→40.91M
Total
Net shares
+203.70K
Net value
$19.91K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/9/2020 | M · Option Exercise | +250K | $0.10 | $25K | 0.6% | 40.70M | 40.95M |
| Common Stock Direct | 9/9/2020 | F · Tax Withholding | −46.30K | $0.11 | $5.09K | 0.1% | 40.95M | 40.91M |
| Total | +203.70K | $19.91K | ||||||
Derivative Transactions2
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
250K shares
Shares
−250K
Strike price
0.1
Held after
250K
Exercisable
—
9/9/2020
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
500K shares
Shares
+500K
Strike price
0.12
Held after
500K
Exercisable
—
9/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Direct | Common Stock250K shares | 9/9/2020 | M · Option Exercise | −250K | 0.1 | — | 250K |
| Common Stock Purchase Warrant Direct | Common Stock500K shares | 9/30/2020 | F · Tax Withholding | +500K | 0.12 | — | 500K |