MADISON THOMAS F exercised options at QUMU CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/11/2018ACC: 0000892482-18-000051
+25K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
75K acquired · 50K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
New position
5/9/2018
0.00→25K
Common Stock
Direct
Shares
−25K
Price / share
—
Trade value
—
% of position
New position
5/9/2018
25K→0.00
Common Stock
Indirect
Shares
+25K
Price / share
—
Trade value
—
% of position
25.5%
5/9/2018
98.06K→123.06K
Total
Net shares
+25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2018 | M · Option Exercise | +25K | — | — | New position | 0.00 | 25K |
| Common Stock Direct | 5/9/2018 | G · Gift | −25K | — | — | New position | 25K | 0.00 |
| Common Stock Indirect | 5/9/2018 | G · Gift | +25K | — | — | 25.5% | 98.06K | 123.06K |
| Total | +25K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
0.00
Exercisable
—
5/9/2018
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
+25K
Strike price
Held after
25K
Exercisable
—
5/10/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock25K shares | 5/9/2018 | M · Option Exercise | −25K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock25K shares | 5/10/2018 | A · Award | +25K | — | 25K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned14.63K
Total
14.63K indirect14.63K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 14.63K | Indirect |
| Total | 14.63K | 14.63K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported