MADDEN STEVEN H enters SMG INDUSTRIES INC. with 2.85M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/26/2021ACC: 0001104659-21-042453
2.85M
Baseline shares
68% direct
1.93M
Direct ownership
1 position
0.00
Derivative underlying
4 instruments
3
Security positions
924K indirect
Non-Derivative Holdings3
Common Stock
IndirectShares owned375K
Common Stock
DirectShares owned1.93M
Common Stock
IndirectShares owned549K
Total
1.93M direct·924K indirect2.85M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 375K | Indirect |
| Common Stock | 1.93M | Direct |
| Common Stock | 549K | Indirect |
| Total | 2.85M | 1.93M direct·924K indirect |
Derivative Holdings4
Convertible Note
IndirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common Stock | 0.10 | — | — | N/A | N/A |
| Convertible Note Direct | Common Stock | 0.10 | — | — | N/A | N/A |
| Convertible Note Direct | Common Stock | 0.10 | — | — | N/A | N/A |
| Convertible Note Direct | Common Stock | 0.10 | — | — | N/A | N/A |
| Total | 0.00 | 0.00 | ||||