MACKANESS JAMES H (Chief Financial Officer) reported 2 transactions at INVUITY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/23/2018ACC: 0001209191-18-055986
Officer· Chief Financial Officer
Since Oct 2018
-194.30K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
194.30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−9.60K
Price / share
—
Trade value
—
% of position
21.6%
10/23/2018
44.40K→34.80K
Common Stock
Direct
Shares
−34.80K
Price / share
—
Trade value
—
% of position
New position
10/23/2018
34.80K→0.00
Total
Net shares
−44.40K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/23/2018 | D · Disposition | −9.60K | — | — | 21.6% | 44.40K | 34.80K |
| Common Stock Direct | 10/23/2018 | D · Disposition | −34.80K | — | — | New position | 34.80K | 0.00 |
| Total | −44.40K | $0.00 | ||||||
Derivative Transactions4
Employee stock option (right to buy)
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
6.50
Held after
0.00
Exercisable
—
10/23/2018
Employee stock option (right to buy)
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
6.50
Held after
0.00
Exercisable
—
10/23/2018
Employee stock option (right to buy)
Direct
Converts to
Common Stock
60.90K shares
Shares
−60.90K
Strike price
4.10
Held after
0.00
Exercisable
—
10/23/2018
Restricted Stock Units
Direct
Converts to
Common Stock
9K shares
Shares
−9K
Strike price
Held after
0.00
Exercisable
—
10/23/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) Direct | Common Stock40K shares | 10/23/2018 | D · Disposition | −40K | 6.50 | — | 0.00 |
| Employee stock option (right to buy) Direct | Common Stock40K shares | 10/23/2018 | D · Disposition | −40K | 6.50 | — | 0.00 |
| Employee stock option (right to buy) Direct | Common Stock60.90K shares | 10/23/2018 | D · Disposition | −60.90K | 4.10 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock9K shares | 10/23/2018 | D · Disposition | −9K | — | 0.00 |