MACDONALD W. TIMOTHY (EVP, Chief Risk Officer) exercised options at BOSTON PRIVATE FINANCIAL HOLDINGS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

MACDONALD W. TIMOTHY

Filed: 5/18/2021ACC: 0000821127-21-000131

InsiderMACDONALD W. TIMOTHYCIK 1569665

→

IssuerBOSTON PRIVATE FINANCIAL HOLDINGS INCCIK 821127

Officer· EVP, Chief Risk Officer

Since Apr 2019

-4.01K

Net shares

Net seller

$60.9K

Total sold

Open market trades

0B · 0S

Total transactions

13.66K acquired · 17.67K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+5.69K

Price / share

$15.19

Trade value

$86.48K

% of position

6.0%

5/14/2021

94.71K→100.40K

Common Stock

Direct

M · Option Exercise

+3.76K

Price / share

$15.19

Trade value

$57.07K

% of position

3.7%

5/14/2021

100.40K→104.16K

Common Stock

Direct

M · Option Exercise

+1.50K

Price / share

$15.19

Trade value

$22.85K

% of position

1.4%

5/14/2021

104.16K→105.66K

Common Stock

Direct

M · Option Exercise

+2.71K

Price / share

$15.19

Trade value

$41.09K

% of position

2.6%

5/14/2021

105.66K→108.36K

Common Stock

Direct

F · Tax Withholding

−1.10K

Price / share

$15.19

Trade value

$16.75K

% of position

1.0%

5/14/2021

108.36K→107.26K

Common Stock

Direct

F · Tax Withholding

−442.00

Price / share

$15.19

Trade value

$6.71K

% of position

0.4%

5/14/2021

107.26K→106.82K

Common Stock

Direct

F · Tax Withholding

−1.67K

Price / share

$15.19

Trade value

$25.38K

% of position

1.6%

5/14/2021

106.82K→105.15K

Common Stock

Direct

F · Tax Withholding

−794.00

Price / share

$15.19

Trade value

$12.06K

% of position

0.8%

5/14/2021

105.15K→104.35K

Total

Net shares

+9.65K

Net value

$146.57K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/14/2021	M · Option Exercise	+5.69K	$15.19	$86.48K	6.0%	94.71K	100.40K
Common Stock Direct	5/14/2021	M · Option Exercise	+3.76K	$15.19	$57.07K	3.7%	100.40K	104.16K
Common Stock Direct	5/14/2021	M · Option Exercise	+1.50K	$15.19	$22.85K	1.4%	104.16K	105.66K
Common Stock Direct	5/14/2021	M · Option Exercise	+2.71K	$15.19	$41.09K	2.6%	105.66K	108.36K
Common Stock Direct	5/14/2021	F · Tax Withholding	−1.10K	$15.19	$16.75K	1.0%	108.36K	107.26K
Common Stock Direct	5/14/2021	F · Tax Withholding	−442.00	$15.19	$6.71K	0.4%	107.26K	106.82K
Common Stock Direct	5/14/2021	F · Tax Withholding	−1.67K	$15.19	$25.38K	1.6%	106.82K	105.15K
Common Stock Direct	5/14/2021	F · Tax Withholding	−794.00	$15.19	$12.06K	0.8%	105.15K	104.35K
Total			+9.65K		$146.57K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.69K shares

−5.69K

Strike price

Held after

0.00

Exercisable

—

5/14/2021

Performance Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.54K shares

−3.76K

Strike price

Held after

0.00

Exercisable

—

5/14/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.50K shares

−1.50K

Strike price

Held after

1.50K

Exercisable

—

5/14/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.71K shares

−2.71K

Strike price

Held after

5.41K

Exercisable

—

5/14/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock5.69K shares	5/14/2021	M · Option Exercise	−5.69K	—	0.00
Performance Restricted Stock Units Direct	Common Stock8.54K shares	5/14/2021	M · Option Exercise	−3.76K	—	0.00
Restricted Stock Units Direct	Common Stock1.50K shares	5/14/2021	M · Option Exercise	−1.50K	—	1.50K
Restricted Stock Units Direct	Common Stock2.71K shares	5/14/2021	M · Option Exercise	−2.71K	—	5.41K