LYTTON LAURENCE W enters LIQTECH INTERNATIONAL INC with 2.13M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 12/22/2021ACC: 0001567619-21-022456
10% Owner
Since Dec 2021
2.13M
Baseline shares
66% direct
1.41M
Direct ownership
1 position
1.01M
Derivative underlying
2 instruments
2
Security positions
717.89K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned717.89K
Common Stock
DirectShares owned1.41M
Total
1.41M direct·717.89K indirect2.13M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 717.89K | Indirect |
| Common Stock | 1.41M | Direct |
| Total | 2.13M | 1.41M direct·717.89K indirect |
Derivative Holdings2
Pre-Funded Common Stock Purchase Warrant
IndirectUnderlying security
Common Stock
Underlying shares
615K
Shares owned
N/A
Exercise price
0.001
Expiration
—
Exercise window
—
Pre-Funded Common Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
0.001
Expiration
—
Exercise window
—
Total
Underlying
1.01M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Pre-Funded Common Stock Purchase Warrant Indirect | Common Stock | 0.001 | — | — | 615K | N/A |
| Pre-Funded Common Stock Purchase Warrant Direct | Common Stock | 0.001 | — | — | 400K | N/A |
| Total | 1.01M | 0.00 | ||||