LYONS JOHN (President, Field Organization) reported 2 transactions at CONVERGEONE HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/4/2019ACC: 0001209191-19-002167
Officer· President, Field Organization
Since Aug 2018
-1.82M
Net shares
Net seller
$15.49M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
1.82M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−150K
Price / share
—
Trade value
—
% of position
50.0%
1/4/2019
300K→150K
Common Stock
Direct
Shares
−1.24M
Price / share
$12.50
Trade value
$15.49M
% of position
New position
1/4/2019
1.24M→0.00
Total
Net shares
−1.39M
Net value
-$15.49M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/4/2019 | J · J | −150K | — | — | 50.0% | 300K | 150K |
| Common Stock Direct | 1/4/2019 | D · Disposition | −1.24M | $12.50 | $15.49M | New position | 1.24M | 0.00 |
| Total | −1.39M | -$15.49M | ||||||
Derivative Transactions3
Stock Option ( Right to Buy)
Direct
Converts to
Common Shares
217.50K shares
Shares
−217.50K
Strike price
9.24
Held after
0.00
Exercisable
—
1/4/2019
Stock Option ( Right to Buy)
Direct
Converts to
Common Stock
108.75K shares
Shares
−108.75K
Strike price
12.24
Held after
0.00
Exercisable
—
1/4/2019
Stock Option ( Right to Buy)
Direct
Converts to
Common Stock
108.75K shares
Shares
−108.75K
Strike price
15.24
Held after
0.00
Exercisable
—
1/4/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option ( Right to Buy) Direct | Common Shares217.50K shares | 1/4/2019 | D · Disposition | −217.50K | 9.24 | — | 0.00 |
| Stock Option ( Right to Buy) Direct | Common Stock108.75K shares | 1/4/2019 | D · Disposition | −108.75K | 12.24 | — | 0.00 |
| Stock Option ( Right to Buy) Direct | Common Stock108.75K shares | 1/4/2019 | D · Disposition | −108.75K | 15.24 | — | 0.00 |