LYON MICHAEL J. (Chief Financial Officer) reported 2 transactions at PATTERN ENERGY GROUP INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/16/2020ACC: 0001561660-20-000045
Officer· Chief Financial Officer
Since Dec 2018
-222.26K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
222.26K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
−184.30K
Price / share
—
Trade value
—
% of position
New position
3/16/2020
184.30K→0.00
Class A Common Stock
Indirect
Shares
−1.50K
Price / share
—
Trade value
—
% of position
New position
3/16/2020
1.50K→0.00
Total
Net shares
−185.80K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/16/2020 | D · Disposition | −184.30K | — | — | New position | 184.30K | 0.00 |
| Class A Common Stock Indirect | 3/16/2020 | D · Disposition | −1.50K | — | — | New position | 1.50K | 0.00 |
| Total | −185.80K | $0.00 | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Class A Common Stock
36.46K shares
Shares
−36.46K
Strike price
22.0
Held after
0.00
Exercisable
—
3/16/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Class A Common Stock36.46K shares | 3/16/2020 | D · Disposition | −36.46K | 22.0 | — | 0.00 |