LYNCH G PATRICK (President and CEO) exercised options at NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/6/2022ACC: 0001526513-22-000011
DirectorOfficer10% Owner· President and CEO
Since Sep 2018
-13.64K
Net shares
Net seller
$188.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
36.82K acquired · 50.47K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+36.82K
Price / share
$5.13
Trade value
$188.72K
% of position
49.7%
10/4/2022
74.10K→110.93K
Common Stock
Direct
Shares
−13.64K
Price / share
$13.83
Trade value
$188.71K
% of position
12.3%
10/4/2022
110.93K→97.28K
Total
Net shares
+23.18K
Net value
$12.65
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/4/2022 | M · Option Exercise | +36.82K | $5.13 | $188.72K | 49.7% | 74.10K | 110.93K |
| Common Stock Direct | 10/4/2022 | F · Tax Withholding | −13.64K | $13.83 | $188.71K | 12.3% | 110.93K | 97.28K |
| Total | +23.18K | $12.65 | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
36.82K shares
Shares
−36.82K
Strike price
5.125
Held after
0.00
Exercisable
—
10/4/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock36.82K shares | 10/4/2022 | M · Option Exercise | −36.82K | 5.125 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.20M
Total
1.20M indirect1.20M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.20M | Indirect |
| Total | 1.20M | 1.20M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported