LYNCH G PATRICK (President and CEO) exercised options at NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/10/2023ACC: 0001235802-23-000086
DirectorOfficer10% Owner· President and CEO
Since Sep 2018
-6.39K
Net shares
Net seller
$85.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.61K acquired · 18K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.61K
Price / share
$7.35
Trade value
$85.33K
% of position
11.9%
8/8/2023
97.28K→108.89K
Common Stock
Direct
Shares
−6.39K
Price / share
$13.36
Trade value
$85.33K
% of position
5.9%
8/8/2023
108.89K→102.51K
Total
Net shares
+5.22K
Net value
$3.18
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/8/2023 | M · Option Exercise | +11.61K | $7.35 | $85.33K | 11.9% | 97.28K | 108.89K |
| Common Stock Direct | 8/8/2023 | F · Tax Withholding | −6.39K | $13.36 | $85.33K | 5.9% | 108.89K | 102.51K |
| Total | +5.22K | $3.18 | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
11.61K shares
Shares
−11.61K
Strike price
7.35
Held after
0.00
Exercisable
—
8/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock11.61K shares | 8/8/2023 | M · Option Exercise | −11.61K | 7.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.20M
Total
1.20M indirect1.20M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.20M | Indirect |
| Total | 1.20M | 1.20M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported