LUTZ STEFAN

PrivateCIK: 2094828

Location

REDWOOD CITY, CA

LUTZ STEFAN enters CODEXIS, INC. with 143.46K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

LUTZ STEFAN

Filed: 11/17/2025ACC: 0001610717-25-000381

InsiderLUTZ STEFANCIK 2094828

→

IssuerCODEXIS, INC.CIK 1200375

Officer· Chief Scientific Officer

Since Feb 2026

143.46K

Baseline shares

100% direct

143.46K

Direct ownership

1 position

517.21K

Derivative underlying

9 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned143.46K

Total

143.46K direct143.46K

Security Title	Shares Owned	Ownership Type
Common Stock	143.46K	Direct
Total	143.46K	143.46K direct

Derivative Holdings9

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

16.01K

Shares owned

N/A

Exercise price

26.16

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

17K

Shares owned

N/A

Exercise price

19.39

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

N/A

Exercise price

26.16

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

112.50K

Shares owned

N/A

Exercise price

5.44

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25.50K

Shares owned

N/A

Exercise price

11.79

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

13K

Shares owned

N/A

Exercise price

19.39

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

8.80K

Shares owned

N/A

Exercise price

11.79

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

105K

Shares owned

N/A

Exercise price

4.37

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

209.40K

Shares owned

N/A

Exercise price

3.05

Expiration

—

Exercise window

—

Total

Underlying

517.21K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	26.16	—	—	16.01K	N/A
Stock Option (Right to Buy) Direct	Common Stock	19.39	—	—	17K	N/A
Stock Option (Right to Buy) Direct	Common Stock	26.16	—	—	10K	N/A
Stock Option (Right to Buy) Direct	Common Stock	5.44	—	—	112.50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	11.79	—	—	25.50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	19.39	—	—	13K	N/A
Stock Option (Right to Buy) Direct	Common Stock	11.79	—	—	8.80K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.37	—	—	105K	N/A
Stock Option (Right to Buy) Direct	Common Stock	3.05	—	—	209.40K	N/A
Total					517.21K	0.00

LUTZ STEFAN — Initial Ownership Disclosure (Form 3) Filed Nov 17, 2025 | Finecho