LUTNICK HOWARD W (Chairman) exercised options at NEWMARK GROUP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LUTNICK HOWARD W

Filed: 2/6/2025ACC: 0001437749-25-003035

InsiderLUTNICK HOWARD WCIK 1250975

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IssuerNEWMARK GROUP, INC.CIK 1690680

DirectorOfficer10% Owner· Chairman

Since Nov 2018

-401.10K

Net shares

Net seller

$19.00M

Total sold

Open market trades

0B · 0S

Total transactions

3.80M acquired · 4.20M disposed

Non-Derivative Transactions2

Class A Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+2.65M

Price / share

—

Trade value

—

% of position

39.7%

2/5/2025

6.68M→9.33M

Class A common stock, par value $0.01 per share

Direct

F · Tax Withholding

−1.34M

Price / share

$14.14

Trade value

$19M

% of position

14.4%

2/5/2025

9.33M→7.99M

Total

Net shares

+1.31M

Net value

-$19M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, par value $0.01 per share Direct	2/5/2025	M · Option Exercise	+2.65M	—	—	39.7%	6.68M	9.33M
Class A common stock, par value $0.01 per share Direct	2/5/2025	F · Tax Withholding	−1.34M	$14.14	$19M	14.4%	9.33M	7.99M
Total			+1.31M		-$19M

Derivative Transactions2

Newmark Holdings Exchangeable Limited Partnership Interests

Direct

A · Award

Converts to

Class A common stock, par value $0.01 per share

1.07M shares

+1.15M

Strike price

Held after

2.86M

Exercisable

—

2/5/2025

Newmark Holdings Exchangeable Limited Partnership Interests

Direct

M · Option Exercise

Converts to

Class A common stock, par value $0.01 per share

2.65M shares

−2.86M

Strike price

Held after

0.00

Exercisable

—

2/5/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Newmark Holdings Exchangeable Limited Partnership Interests Direct	Class A common stock, par value $0.01 per share1.07M shares	2/5/2025	A · Award	+1.15M		—	2.86M
Newmark Holdings Exchangeable Limited Partnership Interests Direct	Class A common stock, par value $0.01 per share2.65M shares	2/5/2025	M · Option Exercise	−2.86M		—	0.00

Non-Derivative Holdings (Post-Transaction)1

Class A common stock, par value $0.01 per share

Indirect

Shares owned7.61M

Total

7.61M indirect7.61M

Security Title	Shares Owned	Ownership Type
Class A common stock, par value $0.01 per share	7.61M	Indirect
Total	7.61M	7.61M indirect

Derivative Holdings (Post-Transaction)1

Newmark Holdings Exchangeable Limited Partnership Interests

Indirect

Underlying security

Class A or Class B Common Stock, par value $0.01 per share

Underlying shares

N/A

Shares owned

27.57M

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

27.57M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Newmark Holdings Exchangeable Limited Partnership Interests Indirect	Class A or Class B Common Stock, par value $0.01 per share		—	—	N/A	27.57M
Total					0.00	27.57M