LUTNICK HOWARD W (Chairman) exercised options at NEWMARK GROUP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LUTNICK HOWARD W

Filed: 10/25/2024ACC: 0001437749-24-032133

InsiderLUTNICK HOWARD WCIK 1250975

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IssuerNEWMARK GROUP, INC.CIK 1690680

DirectorOfficer10% Owner· Chairman

Since Nov 2018

+1.36M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

1.39M acquired · 26.69K disposed

Non-Derivative Transactions2

Class A Common Stock, par value $0.01 per share

Indirect

M · Option Exercise

+12.83K

Price / share

—

Trade value

—

% of position

0.2%

10/23/2024

7.61M→7.63M

Class A Common Stock, par value $0.01 per share

Indirect

J · J

−12.83K

Price / share

—

Trade value

—

% of position

0.2%

10/23/2024

7.63M→7.61M

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, par value $0.01 per share Indirect	10/23/2024	M · Option Exercise	+12.83K	—	—	0.2%	7.61M	7.63M
Class A Common Stock, par value $0.01 per share Indirect	10/23/2024	J · J	−12.83K	—	—	0.2%	7.63M	7.61M
Total			+0.00		$0.00

Derivative Transactions3

Newmark Holdings Exchangeable Limited Partnership Interests

Indirect

M · Option Exercise

Converts to

Class A or Class B Common Stock, par value $0.01 per share

12.83K shares

−13.86K

Strike price

Held after

26.91M

Exercisable

—

10/23/2024

Newmark Holdings Exchangeable Limited Partnership Interests

Indirect

A · Award

Converts to

Class A or Class B Common Stock, par value $0.01 per share

613.46K shares

+662.70K

Strike price

Held after

27.57M

Exercisable

—

10/23/2024

Newmark Holdings Exchangeable Limited Partnership Interests

Direct

A · Award

Converts to

Class A common stock, par value $0.01 per share

659.42K shares

+712.35K

Strike price

Held after

1.61M

Exercisable

—

10/23/2024

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Newmark Holdings Exchangeable Limited Partnership Interests Indirect	Class A or Class B Common Stock, par value $0.01 per share12.83K shares	10/23/2024	M · Option Exercise	−13.86K	—	26.91M
Newmark Holdings Exchangeable Limited Partnership Interests Indirect	Class A or Class B Common Stock, par value $0.01 per share613.46K shares	10/23/2024	A · Award	+662.70K	—	27.57M
Newmark Holdings Exchangeable Limited Partnership Interests Direct	Class A common stock, par value $0.01 per share659.42K shares	10/23/2024	A · Award	+712.35K	—	1.61M

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock, par value $0.01 per share

Direct

Shares owned6.49M

Total

6.49M direct6.49M

Security Title	Shares Owned	Ownership Type
Class A Common Stock, par value $0.01 per share	6.49M	Direct
Total	6.49M	6.49M direct

Derivative Holdings (Post-Transaction)0

No derivative holdings reported