LUTEY MARY ELLEN (Sr. VP & Regional Manager) exercised options at SM ENERGY CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

LUTEY MARY ELLEN

Filed: 7/3/2024ACC: 0000893538-24-000072

InsiderLUTEY MARY ELLENCIK 1563908

→

IssuerSM ENERGY COCIK 893538

Officer· Sr. VP & Regional Manager

Since Jul 2018

-3.82K

Net shares

Net seller

$185.7K

Total sold

Open market trades

0B · 0S

Total transactions

15.41K acquired · 19.23K disposed

Non-Derivative Transactions14

Common Stock, $.01 Par Value

Direct

J · J

+239.00

Price / share

$32.91

Trade value

$7.87K

% of position

0.2%

6/28/2024

116.84K→117.08K

Common Stock, $.01 Par Value

Indirect

J · J

+235.00

Price / share

$32.91

Trade value

$7.73K

% of position

1.9%

6/28/2024

12.47K→12.71K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

+3.76K

Price / share

—

Trade value

—

% of position

3.2%

7/1/2024

117.08K→120.83K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

−1.08K

Price / share

$43.23

Trade value

$46.73K

% of position

0.9%

7/1/2024

120.83K→119.75K

Common Stock, $.01 Par Value

Indirect

M · Option Exercise

+1.50K

Price / share

—

Trade value

—

% of position

11.8%

7/1/2024

12.71K→14.21K

Common Stock, $.01 Par Value

Indirect

F · Tax Withholding

−433.00

Price / share

$43.23

Trade value

$18.72K

% of position

3.0%

7/1/2024

14.21K→13.78K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

+3.18K

Price / share

—

Trade value

—

% of position

2.7%

7/1/2024

119.75K→122.93K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

−914.00

Price / share

$43.23

Trade value

$39.51K

% of position

0.7%

7/1/2024

122.93K→122.02K

Common Stock, $.01 Par Value

Indirect

M · Option Exercise

+1.22K

Price / share

—

Trade value

—

% of position

8.9%

7/1/2024

13.78K→15K

Common Stock, $.01 Par Value

Indirect

F · Tax Withholding

−352.00

Price / share

$43.23

Trade value

$15.22K

% of position

2.3%

7/1/2024

15K→14.65K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

+3.95K

Price / share

—

Trade value

—

% of position

3.2%

7/1/2024

122.02K→125.97K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

−1.14K

Price / share

$43.23

Trade value

$49.15K

% of position

0.9%

7/1/2024

125.97K→124.83K

Common Stock, $.01 Par Value

Indirect

M · Option Exercise

+1.32K

Price / share

—

Trade value

—

% of position

9.0%

7/1/2024

14.65K→15.97K

Common Stock, $.01 Par Value

Indirect

F · Tax Withholding

−379.00

Price / share

$43.23

Trade value

$16.38K

% of position

2.4%

7/1/2024

15.97K→15.59K

Total

Net shares

+11.11K

Net value

-$170.12K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.01 Par Value Direct	6/28/2024	J · J	+239.00	$32.91	$7.87K	0.2%	116.84K	117.08K
Common Stock, $.01 Par Value Indirect	6/28/2024	J · J	+235.00	$32.91	$7.73K	1.9%	12.47K	12.71K
Common Stock, $.01 Par Value Direct	7/1/2024	M · Option Exercise	+3.76K	—	—	3.2%	117.08K	120.83K
Common Stock, $.01 Par Value Direct	7/1/2024	F · Tax Withholding	−1.08K	$43.23	$46.73K	0.9%	120.83K	119.75K
Common Stock, $.01 Par Value Indirect	7/1/2024	M · Option Exercise	+1.50K	—	—	11.8%	12.71K	14.21K
Common Stock, $.01 Par Value Indirect	7/1/2024	F · Tax Withholding	−433.00	$43.23	$18.72K	3.0%	14.21K	13.78K
Common Stock, $.01 Par Value Direct	7/1/2024	M · Option Exercise	+3.18K	—	—	2.7%	119.75K	122.93K
Common Stock, $.01 Par Value Direct	7/1/2024	F · Tax Withholding	−914.00	$43.23	$39.51K	0.7%	122.93K	122.02K
Common Stock, $.01 Par Value Indirect	7/1/2024	M · Option Exercise	+1.22K	—	—	8.9%	13.78K	15K
Common Stock, $.01 Par Value Indirect	7/1/2024	F · Tax Withholding	−352.00	$43.23	$15.22K	2.3%	15K	14.65K
Common Stock, $.01 Par Value Direct	7/1/2024	M · Option Exercise	+3.95K	—	—	3.2%	122.02K	125.97K
Common Stock, $.01 Par Value Direct	7/1/2024	F · Tax Withholding	−1.14K	$43.23	$49.15K	0.9%	125.97K	124.83K
Common Stock, $.01 Par Value Indirect	7/1/2024	M · Option Exercise	+1.32K	—	—	9.0%	14.65K	15.97K
Common Stock, $.01 Par Value Indirect	7/1/2024	F · Tax Withholding	−379.00	$43.23	$16.38K	2.4%	15.97K	15.59K
Total			+11.11K		-$170.12K

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

3.76K shares

−3.76K

Strike price

Held after

0.00

Exercisable

—

7/1/2024

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

1.50K shares

−1.50K

Strike price

Held after

0.00

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

3.18K shares

−3.18K

Strike price

Held after

3.18K

Exercisable

—

7/1/2024

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

1.22K shares

−1.22K

Strike price

Held after

1.22K

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

3.95K shares

−3.95K

Strike price

Held after

7.90K

Exercisable

—

7/1/2024

Restricted Stock Units

Indirect

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

1.32K shares

−1.32K

Strike price

Held after

2.63K

Exercisable

—

7/1/2024

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $.01 Par Value3.76K shares	7/1/2024	M · Option Exercise	−3.76K	—	0.00
Restricted Stock Units Indirect	Common Stock, $.01 Par Value1.50K shares	7/1/2024	M · Option Exercise	−1.50K	—	0.00
Restricted Stock Units Direct	Common Stock, $.01 Par Value3.18K shares	7/1/2024	M · Option Exercise	−3.18K	—	3.18K
Restricted Stock Units Indirect	Common Stock, $.01 Par Value1.22K shares	7/1/2024	M · Option Exercise	−1.22K	—	1.22K
Restricted Stock Units Direct	Common Stock, $.01 Par Value3.95K shares	7/1/2024	M · Option Exercise	−3.95K	—	7.90K
Restricted Stock Units Indirect	Common Stock, $.01 Par Value1.32K shares	7/1/2024	M · Option Exercise	−1.32K	—	2.63K