LUNDY RUSS II

PrivateCIK: 1269153
Location

HOUSTON, TX

LUNDY RUSS II (EVP, Chief Stores Officer) exercised options at STAGE STORES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderLUNDY RUSS IICIK 1269153
IssuerSTAGE STORES INCCIK 6885
Officer· EVP, Chief Stores Officer
Since Jul 2018
-63.75K
Net shares
Net seller
$26.7K
Total sold
0
Open market trades
0B · 0S
9
Total transactions
63.75K acquired · 127.50K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+30K

Price / share

Trade value

% of position

18.5%
3/26/2020
162.54K192.54K

Common Stock

Direct
D · Disposition

Shares

30K

Price / share

$0.44

Trade value

$13.20K

% of position

15.6%
3/26/2020
192.54K162.54K

Common Stock

Direct
M · Option Exercise

Shares

+18.75K

Price / share

Trade value

% of position

11.5%
3/27/2020
162.54K181.29K

Common Stock

Direct
D · Disposition

Shares

18.75K

Price / share

$0.40

Trade value

$7.50K

% of position

10.3%
3/27/2020
181.29K162.54K

Common Stock

Direct
M · Option Exercise

Shares

+15K

Price / share

Trade value

% of position

9.2%
3/28/2020
162.54K177.54K

Common Stock

Direct
D · Disposition

Shares

15K

Price / share

$0.40

Trade value

$6K

% of position

8.4%
3/28/2020
177.54K162.54K
Total

Net shares

+0.00

Net value

-$26.70K

Derivative Transactions3

2019 Restricted Stock Unit - 3/26/2019

Direct
M · Option Exercise
Converts to

Common Stock

30K shares

Shares

30K

Strike price

Held after

90K

Exercisable

3/26/2020

2018 Restricted Stock Unit - 3/27/2018

Direct
M · Option Exercise
Converts to

Common Stock

18.75K shares

Shares

18.75K

Strike price

Held after

37.50K

Exercisable

3/27/2020

2017 Restricted Stock Unit - 3/28/2017

Direct
M · Option Exercise
Converts to

Common Stock

15K shares

Shares

15K

Strike price

Held after

15K

Exercisable

3/28/2020
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned62.00
Total
62.00 indirect62.00
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
LUNDY RUSS II — Insider Transaction (Form 4) Filed Mar 30, 2020 | Finecho